Decisions
>
Orders and Exemptions
>
Date: 2018
Decisions
>
Orders and Exemptions
>
Date: 2018
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Orders and Exemptions
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22 result(s)
1.
Mainstream Minerals Corporation
-
2018-12-11
Orders and Exemptions
-
Local Order
2.
Credit Union Central of Manitoba Limited
-
2018-11-28
Orders and Exemptions
-
Local Order
3.
Société Générale Capital Canada Inc.
-
2018-10-24
Orders and Exemptions
-
Local Order
4.
Merrill Lynch Canada Inc.
-
2018-10-09
Orders and Exemptions
-
Local Order
5.
Instinet Canada Cross Limited
-
2018-09-24
Orders and Exemptions
-
Coordinated Review Application
6.
Investors Group Financial Services Inc.
-
2018-09-21
Orders and Exemptions
-
Dual Application
7.
ICE Futures Canada Inc.
-
2018-08-21
Orders and Exemptions
-
Local Order
8.
I.G. Investment Management, Ltd.
-
2018-08-13
Orders and Exemptions
-
Dual Application
9.
ICE Clear Canada Inc.
-
2018-08-13
Orders and Exemptions
-
Local Order
10.
Concentra Bank
-
2018-07-27
Orders and Exemptions
-
Coordinated Review Application
11.
Blackrock Asset Management Canada Limited and Blackrock Institutional Trust Company, N.A.
-
2018-06-22
Orders and Exemptions
-
Local Order
12.
P/E Global, LLC.
-
2018-06-22
Orders and Exemptions
-
Local Order
13.
State Street Global Advisors, Ltd. and SSga Funds Management, Inc.
-
2018-05-08
Orders and Exemptions
-
Local Notice
14.
Gendis Inc.
-
2018-04-26
Orders and Exemptions
-
Dual Application
15.
The Investment Industry Regulatory Organization of Canada (IIROC) Amending Order
-
2018-03-21
Orders and Exemptions
-
Local Order
16.
The Mutual Fund Dealers Association of Canada (MFDA) Amending Order
-
2018-03-21
Orders and Exemptions
-
Local Order
17.
Nasdaq CXC Limited and Ensoleillement Inc.
-
2018-02-19
Orders and Exemptions
-
Coordinated Review Application
18.
Ateba Resources Inc.
-
2018-02-01
Orders and Exemptions
-
Local Order
Cease Trade Order
19.
Schellenberg, Arthur Leon
-
Schellenberg - 001
-
2018-01-31
Orders and Exemptions
-
Enforcement Order
20.
Gay Lea Foods Co-operative Limited
-
2018-01-24
Orders and Exemptions
-
Passport Application
21.
Yaworski, James Peter
-
Yaworski - 001
-
2018-01-12
Orders and Exemptions
-
Enforcement Summary
22.
Mackenzie Financial Corporation
-
2018-01-08
Orders and Exemptions
-
Local Order