335 result(s)
-
51.
21-101F5 - Information Statement - Information Processor - Unofficial Consolidated Version - 2017-02-01
Archived Notices, Instruments, Rules and Policies - Form -
52.
21-101F5 - Initial Operation Report for Information Processor - revised unofficial consolidation - 2015-10-01
Archived Notices, Instruments, Rules and Policies - Form2 - Certain Capital Market Participants
-
53.
23-101 - Trading Rules - Unofficial Consolidated Version - 2012-07-01
Archived Notices, Instruments, Rules and Policies - National Instrument2 - Certain Capital Market Participants
-
54.
23-101 - Trading Rules - Unofficial Consolidated Version - 2016-07-06
Archived Notices, Instruments, Rules and Policies - National Instrument2 - Certain Capital Market Participants
-
55.
23-101CP - Trading Rules - Companion Policy - Unofficial Consolidated Version - 2015-10-01
Archived Notices, Instruments, Rules and Policies - Companion Policy2 - Certain Capital Market Participants
-
56.
23-102 - Use of Client Brokerage Commissions - Unofficial Consolidated Version - 2015-01-11
Archived Notices, Instruments, Rules and Policies - National Instrument2 - Certain Capital Market Participants
-
57.
24-101 - Institutional Trade Matching and Settlement - Unofficial Consolidated Version - 2010-07-01
Archived Notices, Instruments, Rules and Policies - National Instrument2 - Certain Capital Market Participants
-
58.
24-101 - Institutional Trade Matching and Settlement - Unofficial Consolidated Version - 2014-09-22
Archived Notices, Instruments, Rules and Policies - National Instrument -
59.
24-101CP - Institutional Trade Matching and Settlement - Companion Policy - Unofficial Consolidated Version - 2015-01-01
Archived Notices, Instruments, Rules and Policies - Companion Policy2 - Certain Capital Market Participants
-
60.
24-101F1 - Registered Firm Exception report of Dap/Rap Trade Reporting and Matching - Unofficial Consolidated Version - 2015-01-11
Archived Notices, Instruments, Rules and Policies - Form2 - Certain Capital Market Participants
-
61.
24-101F2 - Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching - Unofficial Consolidated Version - 2010-07-01
Archived Notices, Instruments, Rules and Policies - Form -
62.
24-101F3 - Matching Service Utility Notice of Operations - Unofficial Consolidated Version - 2010-07-01
Archived Notices, Instruments, Rules and Policies - Form2 - Certain Capital Market Participants
-
63.
24-101F4 - Matching Service Utility Notice of Cessation of Operations - Unofficial Consolidated Version - 2010-07-01
Archived Notices, Instruments, Rules and Policies - Form2 - Certain Capital Market Participants
-
64.
24-101F5 - Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching - Unofficial Consolidated Version - 2010-07-01
Archived Notices, Instruments, Rules and Policies - Form -
65.
31-101 - National Registration System - - Repealed September 28, 2009 - 2009-09-28
Archived Notices, Instruments, Rules and Policies - National Instrument3 - Registration Requirements and Related Matters
-
66.
31-101 - National Registration System - Amendments - - Repealed September 28, 2009 - 2006-08-01
Archived Notices, Instruments, Rules and Policies - National Instrument3 - Registration Requirements and Related Matters
-
67.
31-101 - National Registration System - Repealed September 28, 2009 - 2005-04-04
Archived Notices, Instruments, Rules and Policies - National Instrument3 - Registration Requirements and Related Matters
-
68.
31-102 - National Registration Database - Unofficial Consolidated Version - 2007-05-15
Archived Notices, Instruments, Rules and Policies - National Instrument3 - Registration Requirements and Related Matters
-
69.
31-102 - National Registration Database - Unofficial Consolidated Version - 2009-09-28
Archived Notices, Instruments, Rules and Policies - National Instrument3 - Registration Requirements and Related Matters
-
70.
31-102CP - National Registration Database - Companion Policy - 2003-02-03
Archived Notices, Instruments, Rules and Policies - Companion Policy3 - Registration Requirements and Related Matters
-
71.
31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments - MSC Rule 2020-7 - 2021-03-01
Archived Notices, Instruments, Rules and Policies - National Instrument -
72.
31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations - Unofficial Consolidated Version - 2011-07-11
Archived Notices, Instruments, Rules and Policies - National Instrument3 - Registration Requirements and Related Matters
-
73.
31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations - Unofficial Consolidated Version - 2012-02-28
Archived Notices, Instruments, Rules and Policies - National Instrument3 - Registration Requirements and Related Matters
-
74.
31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations - Unofficial Consolidated Version - 2013-07-15
Archived Notices, Instruments, Rules and Policies - National Instrument3 - Registration Requirements and Related Matters
-
75.
31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations - Unofficial Consolidated Version - 2014-05-01
Archived Notices, Instruments, Rules and Policies - National Instrument3 - Registration Requirements and Related Matters