18 result(s)
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1.
CSA Staff Notice 24-102 - 2015-12-03
2 - Certain Capital Market Participants - CSA Staff Notice2 - Certain Capital Market Participants
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2.
21-101 - Marketplace Operation - Unofficial Consolidated Version - 2015-10-01
Archived Notices, Instruments, Rules and Policies - National Instrument2 - Certain Capital Market Participants
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3.
21-101CP - Marketplace Operation - Companion Policy - Unofficial Consolidated Version - 2015-10-01
Unofficial Consolidated Versions - Companion Policy2 - Certain Capital Market Participants
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4.
21-101F1 - Information Statement - Exchange or Quotation and Trade Reporting System - unofficial consolidation - 2015-10-01
Archived Notices, Instruments, Rules and Policies - Form2 - Certain Capital Market Participants
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5.
21-101F2 - Initial Operation Report - Alternative Trading System - unofficial consolidation - 2015-10-01
Archived Notices, Instruments, Rules and Policies - Form2 - Certain Capital Market Participants
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6.
21-101F3 - Quarterly Report of Marketplace Activities - Unofficial Consolidated Version - 2015-10-01
Archived Notices, Instruments, Rules and Policies - Form2 - Certain Capital Market Participants
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7.
21-101F4 - Cessation of Operations Report for Alternative Trading System - Unofficial Consolidated Version - 2015-10-01
Unofficial Consolidated Versions - Form2 - Certain Capital Market Participants
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8.
21-101F5 - Initial Operation Report for Information Processor - revised unofficial consolidation - 2015-10-01
Archived Notices, Instruments, Rules and Policies - Form2 - Certain Capital Market Participants
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9.
21-101F6 - Cessation of Operations Report for Information Processor - Unofficial Consolidated Version - 2015-10-01
Unofficial Consolidated Versions - Form2 - Certain Capital Market Participants
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10.
23-101CP - Trading Rules - Companion Policy - Unofficial Consolidated Version - 2015-10-01
Archived Notices, Instruments, Rules and Policies - Companion Policy2 - Certain Capital Market Participants
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11.
Exemption from Certain Requirements in Part 6 of National Instrument 23-101 - Trading Rules - 2015-09-17
Orders and Exemptions - Local Order2 - Certain Capital Market Participants
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12.
CSA Staff Notice 21-101 and 23-101 - 2015-06-25
Notices - CSA Staff Notice2 - Certain Capital Market Participants
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13.
CSA Staff Notice 23-101 - 2015-06-12
Notices - CSA Staff Notice2 - Certain Capital Market Participants
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14.
23-103CP - Electronic Trading and Direct Electronic Access to Marketplaces - Companion Policy - Unofficial Consolidated Version - 2015-05-05
Unofficial Consolidated Versions - Companion Policy2 - Certain Capital Market Participants
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15.
25-101 - Designated Rating Organizations - Unofficial Consolidated Version - 2015-05-05
Unofficial Consolidated Versions - National Instrument2 - Certain Capital Market Participants
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16.
23-102 - Use of Client Brokerage Commissions - Unofficial Consolidated Version - 2015-01-11
Archived Notices, Instruments, Rules and Policies - National Instrument2 - Certain Capital Market Participants
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17.
24-101F1 - Registered Firm Exception report of Dap/Rap Trade Reporting and Matching - Unofficial Consolidated Version - 2015-01-11
Archived Notices, Instruments, Rules and Policies - Form2 - Certain Capital Market Participants
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18.
24-101CP - Institutional Trade Matching and Settlement - Companion Policy - Unofficial Consolidated Version - 2015-01-01
Archived Notices, Instruments, Rules and Policies - Companion Policy2 - Certain Capital Market Participants