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Abstract: Transcript of the reasons for Sentence

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             R. v. Kodzin, 2011 NWTSC 02

                                                 S-1-CR2009000060

             IN THE SUPREME COURT OF THE NORTHWEST TERRITORIES



             IN THE MATTER OF:





                             HER MAJESTY THE QUEEN





                                  - vs. -





                             SHAWN JASON KODZIN



             _________________________________________________________

             Transcript of the Reasons for Sentence by The Honourable

             Justice J.Z. Vertes, at Yellowknife in the Northwest

             Territories, on January 28th A.D., 2011.

             _________________________________________________________

             APPEARANCES:

             Mr. B. MacPherson:                 Counsel for the Crown

             Mr. P. Fuglsang:                   Counsel for the Accused

                  ----------------------------------------

                   Charge under s. 271 Criminal Code of Canada

                 An order has been made banning publication of the
              identity of the Complainant/Witness pursuant to Section
                        486.4 of the Criminal Code of Canada
	




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         1      THE COURT:            The offender, Shawn Kodzin,

         2         was convicted by me, after a trial, on a charge

         3         of sexual assault committed in Yellowknife on

         4         April 20th, 2008.  I will read a brief excerpt

         5         from my reasons for convicting him, delivered on

         6         October 25th, 2009, to set out the facts of the

         7         offence:

         8                   The complainant had been

         9              drinking with her common-law

        10              husband for a day or so.  She

        11              described events as being "like a

        12              blur".

        13                  On April 20, the complainant's

        14              cousin Andrew, who was not

        15              drinking, went to the complainant's

        16              home at around midnight.  The

        17              complainant and her husband were

        18              drinking.  At around 4 a.m., the

        19              accused arrived at the house.

        20              Andrew described him as drunk.  The

        21              complainant and her husband, along

        22              with the accused, continued

        23              drinking.  Between 8 and 9 a.m.,

        24              the drinkers started passing out.

        25              The complainant and her husband

        26              went upstairs to go to sleep.

        27              Andrew went up a short time later





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         1              to see if they were awake but he

         2              saw that both of them were

         3              apparently passed out in their

         4              bedroom, asleep naked lying on the

         5              bed.  Andrew then went back

         6              downstairs to try to get the

         7              accused to leave.  The accused was

         8              pushing at him and said he wanted

         9              to say goodbye to the others.  The

        10              accused then asked to use the

        11              washroom which, in that house, was

        12              located upstairs.

        13                  The accused went upstairs.

        14              After 15 minutes or so, Andrew

        15              became suspicious and went back

        16              upstairs to check.  He looked in

        17              the bedroom and saw the accused on

        18              top of the complainant.  He had his

        19              pants and underwear off.  She was

        20              naked.  When asked what he saw,

        21              Andrew answered "he was fucking her

        22              when she was unconscious".  Her

        23              eyes were closed.  Her husband was

        24              still asleep beside her.

        25                  Andrew told the accused to get

        26              off of her.  The accused did so and

        27              ran out of the house.  Andrew then





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         1              tried to wake the complainant's

         2              husband but could not do so.

         3                  The complainant had no

         4              recollection of what happened that

         5              evening.  She may recall the

         6              accused being at her house but she

         7              could not be sure if that was a

         8              real memory or based on what she

         9              heard from her husband and cousin

        10              the next day.  She did say that she

        11              never consented to sexual activity

        12              with the accused...

        13                  The police were called and

        14              found a wallet, a men's pair of

        15              pants and men's underwear at the

        16              foot of the complainant's bed.  The

        17              wallet belonged to the accused.

        18              DNA analysis of samples from the

        19              underwear matched to the accused's

        20              DNA...

        21                  The accused testified.  He

        22              said he had been drinking that

        23              evening, first at a bar and then at

        24              a cousin's house.  He has no memory

        25              of being at the complainant's home.

        26              Based on this evidence, I was satisfied

        27         that the complainant was passed out and asleep





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         1         throughout the encounter with the offender.  He

         2         took advantage of a vulnerable victim and I

         3         convicted him as charged.

         4              Many times the courts in this jurisdiction

         5         have commented on the prevalence of this type of

         6         crime, specifically sexual assaults committed

         7         against women while they are either asleep or

         8         otherwise unconscious.  Courts have repeatedly

         9         said that since this particular type of sexual

        10         assault is so frequent, sentencing must

        11         emphasize deterrence, denunciation and promotion

        12         of a sense of responsibility in the offender.

        13         The most recent pronouncement of this came from

        14         the Court of Appeal on January 18, 2011, in the

        15         case of R. v. A.J.P.J. (2011 NWTCA 2),

        16         where it increased the sentence of a person

        17         convicted of a similar crime from two years

        18         imprisonment to one of four years.

        19              Recently, the Alberta Court of Appeal, in

        20         the case of R. v. Arcand (2010 ABCA 363),

        21         reiterated the principle that where a

        22         complainant is passed out when an offender

        23         forces intercourse on her constitutes an

        24         aggravating factor in sentencing.  The majority

        25         judgment stated as follows:

        26              Sexually assaulting an unconscious

        27              victim elevates an offender's





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         1              degree of responsibility for the

         2              crime beyond the norm contemplated

         3              by the three year starting point.

         4              An offender who sexually assaults a

         5              person who is asleep or passed out

         6              is treating that person as if the

         7              person were an object to be used -

         8              and abused - at will.  Since the

         9              offender knows full well that the

        10              person is not consenting, this

        11              reveals an enhanced degree of

        12              calculation and deliberateness by

        13              the offender.  Further, at that

        14              point, the person is at their most

        15              vulnerable, unable to defend

        16              themselves in any way and unable to

        17              call for help from others.  The

        18              offender knows this too, adding

        19              further to the high level of moral

        20              blameworthiness for the illegal

        21              conduct.  The place people most

        22              expect to enjoy security of their

        23              person is in their home.  This

        24              complainant was entitled to assume

        25              that she could sleep in a bed in

        26              her family home without having her

        27              clothes removed while in a





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         1              vulnerable state and penetrated

         2              sexually without her consent.  For

         3              these reasons, sexually assaulting

         4              an unconscious victim is an

         5              aggravating circumstance.

         6              I recognize that the offender himself was

         7         extremely intoxicated at that time, so much so

         8         that he claims to have no memory of it.

         9         Intoxication, of course, is no defence to this

        10         charge.  The seriousness of the sexual assault

        11         is not lowered because an offender was

        12         intoxicated by alcohol or drugs while committing

        13         it.  It is not generally a mitigating factor.

        14         However, intoxication can indicate that the

        15         offender acted out of character or spontaneously

        16         as opposed to careful and deliberate planning.

        17              The offender is a 25-year-old Dene man,

        18         raised in the small traditional Tlicho community

        19         of Wekweti.  I have had the benefit of a

        20         pre-sentence report which indicates that he grew

        21         up in a stable and loving environment.  He is a

        22         high school graduate and has been employed

        23         full-time at the BHP diamond mine since 2006.

        24         He has been in a common-law relationship for the

        25         past five years and he has a two-year-old

        26         daughter.  He has been described as a "good

        27         father" and a "good provider" for his family.





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         1              This is a truly tragic situation.  It is

         2         tragic for the victim, of course, because her

         3         personal integrity has been violated by someone

         4         whom she knew since high school and was a friend

         5         of her husband.  It is tragic for the offender

         6         because notwithstanding his good background and

         7         personal history, he will be going away to

         8         prison for this crime, a crime committed because

         9         he went on a drinking binge that day.  And, it

        10         is even more tragic for his family because they

        11         will lose this good father and good provider for

        12         a long time.  But it is this man's actions that

        13         caused this tragedy.  He is the only one

        14         responsible.

        15              There is no question that the principle of

        16         restraint, as reflected in the provisions of the

        17         Criminal Code, must be kept in mind.  This is

        18         particularly so in the case of a first offender

        19         facing his first prison sentence.

        20              I also keep in mind the circumstances of

        21         the offender as an aboriginal offender, as I am

        22         required to do by Section 718.2(e) of the

        23         Criminal Code.  I recognize that there are

        24         wide-spread systemic factors of a general nature

        25         affecting all aboriginal Canadians that have

        26         placed them at a disadvantage.  However, in this

        27         case, I have not been told of any systemic





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         1         factors specific to this accused that may have

         2         played a part in bringing him before the Court.

         3         Quite the contrary, he had a healthy upbringing,

         4         he has family support; and he has been a useful

         5         and productive member of society.

         6              This crime demands no different a sentence

         7         than if it were committed by a non-aboriginal

         8         offender in the same circumstances.  Serious

         9         sexual assaults on women, especially aboriginal

        10         women, are a clear and pressing problem in this

        11         jurisdiction.

        12              The courts have repeatedly said that the

        13         starting point sentence for this type of crime

        14         is three years imprisonment.  Nothing in the

        15         circumstances of this case takes it out of this

        16         category.  But to the starting point I must of

        17         course apply and consider the aggravating and

        18         mitigating circumstances of the case.

        19              As previously noted, the fact that the

        20         victim was asleep at the time is an aggravating

        21         circumstance.

        22              Crown counsel says that there are no

        23         mitigating circumstances.  But, yet, we have a

        24         relatively young offender, one who was 22 years

        25         old at the time of the offence, a man of

        26         previous good character.  It seems to me that

        27         even in Arcand, these factors were recognized as





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         1         considerations in mitigation.

         2              Furthermore, I am convinced that the

         3         offender is truly remorseful for his actions.

         4         In speaking before sentencing, he gave what I

         5         consider to be a sincere apology to the victim.

         6         These too serve to mitigate the sentence.  And I

         7         also note that there was no specific breach of

         8         trust in this case, a factor that weighed

         9         heavily in the imposition of the sentences in

        10         the recent A.J.P.J. case and some of the other

        11         cases cited by Crown counsel.  While this is

        12         certainly not a mitigating factor, it does not

        13         add to the list of aggravating factors.

        14              Crown counsel recommends a sentence of

        15         three to four years imprisonment.  In doing so

        16         he has relied on numerous precedents of this

        17         Court and the recent reaffirmation by the Court

        18         of Appeal of the three year starting point.

        19              Defence counsel asks that I consider a

        20         sentence of less than two years.  He also

        21         submitted that I should consider a conditional

        22         sentence so that the offender could serve his

        23         sentence in the community.  I heard as well

        24         several heart-felt pleas for leniency from

        25         family members, including the offender's father

        26         and mother, asking that he be sent back to his

        27         family and his community.





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         1              Let me say that I take to heart the

         2         comments of the family members who spoke on the

         3         offender's behalf.  I know that they do not want

         4         to see their loved one gone from his family and

         5         gone from home for an extended period of time.

         6         But let me also say as directly as I can that

         7         this is something that I cannot do.  I cannot

         8         send him back to his family and his community.

         9              Sentencing in every criminal case is a

        10         difficult process.  It requires the balancing of

        11         different objectives.  If I look at this case

        12         strictly with the offender in mind, I might be

        13         far more lenient.  I have no doubt that he has

        14         been a good son, a good husband, a good father,

        15         and a good worker.  But, he made a terrible

        16         mistake.  He made a terrible decision when he

        17         got drunk.  He made a terrible mistake when he

        18         violated someone else.  It is not just a

        19         mistake, it is a crime, and he is responsible

        20         for the harm he has caused.  So I cannot just

        21         think about what would be best for this offender

        22         and his family.  I have to think as well about

        23         vindicating the victim, about upholding the law

        24         so other women are not victimized, and about

        25         sending a message to everyone that this type of

        26         behaviour is morally wrong and young men who

        27         take advantage of vulnerable women will be





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         1         punished for it.

         2              I cannot send Shawn Kodzin back to his

         3         community for all of these reasons.

         4              Furthermore, as counsel know or should

         5         know, on December 1st, 2007, the Parliament of

         6         Canada amended Section 742.1 of the Criminal

         7         Code so as to preclude the availability of a

         8         conditional sentence on a conviction for sexual

         9         assault.  So it is simply not available in this

        10         case.

        11              Having considered the starting point as

        12         enunciated by the Court of Appeal, the

        13         circumstances of this case, and the aggravating

        14         and mitigating factors I previously mentioned, I

        15         have concluded that I can go somewhat below the

        16         starting point primarily because of the previous

        17         good character of this offender.  I have

        18         concluded that an appropriate sentence is one of

        19         30 months imprisonment.  From that I will deduct

        20         the three months the offender has already served

        21         in custody.

        22              Stand up, Mr. Kodzin.

        23              Mr. Kodzin, I know that you know that you

        24         made a terrible mistake.  But your actions

        25         caused harm to someone else and now you must pay

        26         the price for that.  But I want you to keep in

        27         mind all the good things that were said about





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         1         you.  I heard what your parents and your aunt

         2         said.  I read what was said about you in those

         3         letters of support that your counsel gave to me.

         4         Everyone considers you to be a good son, and you

         5         can still be a good man.  So you should think

         6         about your future because you still have a very

         7         long and valuable future in front of you.

         8              The sentence of this Court is that you

         9         serve a term of 27 months imprisonment.

        10              You may sit down.

        11              In addition, since a conviction for sexual

        12         assault brings into play various mandatory terms

        13         of the Criminal Code, and in the absence of

        14         information and evidence to suggest that the

        15         making of these orders would be grossly

        16         disproportionate as between the interests of the

        17         offender and the interests of society, I make

        18         the following orders:

        19              1.  There will be an order requiring the

        20         offender to provide a sample for DNA analysis

        21         and submission to the DNA databank pursuant to

        22         Section 487.051 of the Criminal Code.

        23              2.  I make an order that the offender must

        24         comply with the provisions of the Sexual

        25         Offender Information Registration Act for the

        26         designated period of 20 years pursuant to

        27         Section 487.012 of the Criminal Code.





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         1              3. I make an order under the mandatory

         2         provisions of Section 109 of the Criminal Code

         3         prohibiting the offender from having in his

         4         possession any firearms, ammunition, or

         5         explosives for a period of no less than ten

         6         years from the date of his release from his

         7         sentence of imprisonment, ending ten years from

         8         that date.  However, considering the offender's

         9         background and circumstances I will order,

        10         pursuant to Section 113 of the Criminal Code,

        11         that consideration be given to authorizing the

        12         lifting of the prohibition order for sustenance

        13         purposes.

        14              I will rely on Crown counsel to provide the

        15         necessary and appropriate formal orders for

        16         entry on the Court record.

        17              Under the circumstances, there will be no

        18         victim of crime fine surcharge.

        19              Finally, considering all of the

        20         circumstances, I recommended that Mr. Kodzin

        21         serve his sentence in the Northwest Territories.

        22              Anything else, counsel?

        23      MR. MacPHERSON:       No, thank you, Your Honour.

        24      MR. FUGLSANG:         No, sir, thank you.

        25      THE COURT:            Very well then, thank you for

        26         your submissions, court is closed.

        27





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         3                            Certified to be a true and
                                      accurate transcript pursuant
         4                            to Rules 723 and 724 of the
                                      Supreme Court Rules,
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         9                            Lois Hewitt, CSR(A), RPR, CRR
                                      Court Reporter
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