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Decision Information

Decision Content

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Facts

  • In 1986, the Defendant was convicted for possession of cocaine with intent to distribute following a plea agreement. Subsequently, he faced an order of exclusion from the United States due to the immigration consequences of his plea. The Defendant filed a petition to vacate his conviction, arguing that his trial counsel failed to inform him of the immigration consequences of his plea, which he claimed constituted ineffective assistance of counsel.

Procedural History

  • [Not applicable or not found]

Parties' Submissions

  • Defendant-Appellant: Argued that the district court erred by not applying the requirement for counsel to inform defendants about specific immigration consequences of a plea retroactively. Contended that his trial counsel's failure to advise him of the deportation consequences of his plea constituted ineffective assistance of counsel. Sought to vacate his 1986 conviction or, alternatively, requested an evidentiary hearing to present claims and resolve factual disputes.
  • Plaintiff-Appellee (State): Opposed the Defendant's petition, arguing that the legal requirements for counsel to inform defendants of deportation consequences established in Padilla and Paredez should not be applied retroactively. Additionally, contended that the Defendant failed to make a prima facie showing of ineffective assistance of counsel due to a lack of demonstrated prejudice from the counsel's deficient advice.

Legal Issues

  • Whether the district court erred in ruling that the requirement for counsel to inform defendants about specific immigration consequences prior to a plea does not apply retroactively.
  • Whether the Defendant was denied effective assistance of counsel due to his trial counsel's failure to inform him of the immigration consequences of his plea.

Disposition

  • The Court of Appeals reversed the district court's decision and remanded for an evidentiary hearing on whether the Defendant was denied effective assistance of counsel. The Court also instructed that, should the district court find the Defendant was denied effective assistance, it should allow him the opportunity to withdraw his plea.

Reasons

  • The Court, led by Judge Roderick T. Kennedy with concurrence from Chief Judge Celia Foy Castillo and Judge Jonathan B. Sutin, found the State's arguments against the retroactive application of the requirement for counsel to inform defendants of deportation consequences unconvincing. The Court referenced State v. Ramirez, which held that the principles established in Padilla and Paredez regarding counsel's duty to inform about immigration consequences are retroactive. The Court disagreed with the State's contention that the Defendant failed to show prejudice from his counsel's deficient advice, noting that the Defendant's petition and his attorney's affidavit were sufficient to make a prima facie showing of ineffective assistance of counsel. The Court decided not to hold the case in abeyance pending the resolution of Chaidez v. United States, citing the urgency of the Defendant's situation under an order of exclusion and the risk of deportation.
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