3 - Registration Requirements and Related Matters

Decision Information

Decision Content

THE MANITOBA SECURITIES COMMISSION MSC Rule No. 2013-10 (Section 149.1, The Securities Act) AMENDMENTS TO NATIONAL INSTRUMENT 33-109 REGISTRATION INFORMATION 1. National Instrument 33-109 Registration Information is amended by this Instrument. 2. Form 33-109F6 Firm Registration is amended by replacing, in Schedule 1 of Form 31-103F1 Calculation of Excess Working Capital (calculating line 9 [market risk]), "Moodys Investors Service, Inc. or Standard & Poors Corporation" with "Moodys Canada Inc. or its DRO affiliate or Standard & Poors Rating Services (Canada) or its DRO affiliate". 3. This Instrument comes into force on May 31, 2013. 4. This Instrument may be cited as MSC Rule 2013-10.
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