FORM 31-103F3 USE OF MOBILITY EXEMPTION (section 2.2 [client mobility exemption – individuals]) This is t o n otify the sec urities reg ulatory aut hority tha t th e in dividual n amed in paragraph 1 is relying on the exemption in section 2.2 [client mobility exemption – individuals] of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations. 1. Individual information Name of individual: ________________________________________________________________________ NRD number of individual: ______________ The individual is relying on the client mobility exemption in each of the following jurisdictions of Canada: _________________________________________________________________________________________ _________________________________________________________________________________________ _________________________________________________________________________________________ 2. Firm information Name of the individual’s sponsoring firm: ________________________________________________________________________________________ NRD number of firm:_________________ Dated: ____________________________________ __________________________________________ (Signature of an authorized signatory of the individual’s sponsoring firm) __________________________________________ (Name and title of authorized signatory)
You are being directed to the most recent version of the statute which may not be the version considered at the time of the judgment.