THE SECURITIES ACT |
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Order No. 7211 |
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Sections 148, 19(5), and 148.3 |
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October 14, 2015 |
JOSEPH BOCHNER
WHEREAS:
(A) On August 17, 2015, the Ontario Securities Commission (“OSC”) issued an order against Joseph Bochner (“OSC Order”);
(B) On August 27, 2015, The Manitoba Securities Commission (“Commission”) issued a Notice of Hearing (“Notice”) giving notice of its intention to hold a hearing pursuant to section 148.4 of The Securities Act, R.S.M. 1988, c. S50 as amended (“Act”) to consider whether or not it was in the public interest to grant orders with respect to Joseph Bochner (“BOCHNER”);
(C) BOCHNER, self-represented, has consented to the issuance of this order and has waived his right to a full hearing;
(D) The Commission is of the opinion that it is in the public interest to make this order.
IT IS ORDERED:
1. THAT, pursuant to section 148 of the Act, BOCHNER cease trading in securities or derivatives permanently.
2. THAT, pursuant to subsection 19(5) of the Act, subsection 19(1) of the Act, with respect to such of the trades referred to in that subsection, and subsection 19(2) of the Act, with respect to such of the securities referred to in that subsection, do not apply to BOCHNER permanently.
3. THAT, pursuant to section 148.3 of the Act, BOCHNER resign all positions he holds as a director or officer of an issuer and be permanently prohibited from becoming or acting as a director or officer of any issuer.
BY ORDER OF THE COMMISSION
Director