Orders and Exemptions

Decision Information

Expedited Renewal Process for Registrants

Collection Orders and Exemptions
Date 2001-09-26
File numbers 3505
Decision type Local Order
Jurisdiction Manitoba Securities Commission
Law The Securities Act

Decision Content

THE COMMODITY FUTURES ACT
)
 Order No. 3505
)
Clause 5.4
MSC Rule 2000-11
)
)
September 26, 2001

 

EXPEDITED RENEWAL PROCESS FOR REGISTRANTS

WHEREAS:

(A) Staff of The Manitoba Securities Commission have applied to the Commission for an order pursuant to Clause 5.4 of The CFA Rule, MSC Rule 2000-11, exempting certain registrants from the requirements to file the form of renewal of registration required by clause 3.8(2) of MSC Rule 2000-11; subject to the conditions described in this order.

(B) The Commission issued Notice No. 2001-31 permitting an applicant for a renewal of registration to use an Expedited Renewal Process.

(C) The Commission is of the opinion it would not be prejudicial to the public interest to grant the order requested.

IT IS ORDERED:

1.  THAT, pursuant to Clause 5.4 of MSC Rule 2000-11, an applicant for renewal of a registration shall be exempt from clause 3.8(2) of MSC Rule 2000-11, on condition that the applicant complies with the requirements of MSC Notice 2001-31.

BY ORDER OF THE COMMISSION

Director - Legal

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