THE MANITOBA. THE SECURITIES ACT ) Order No. 6928 SECURITIES ) COMMISSION Sections 19(5) and 148.3 ) May 14, 2014 THOMAS HOCHHAUSEN WHEREAS: (A) On February 27, 2014, the Executive Director of the Alberta Securities Commission ("ASC") entered into a Settlement Agreement and Undertaking with Thomas Hochhausen ("HOCHHAUSEN"); (B) On March 27, 2014, The Manitoba Securities Commission ("Commission") issued a Notice of Hearing ("Notice") giving notice of its intention to hold a hearing to consider whether or not it was in the public interest to grant orders pursuant to section 148.4 of The Securities Act, R.S.M . 1988, c. S50 as amended ("Act") with respect to HOCHHAUSEN; (C) HOCHHAUSEN has consented to the issuance of this Order and has waived his right to a full hearing ; (D) The Commission is of the opinion that it is in the public interest to make this order. IT IS ORDERED: 1. THAT, pursuant to subsection 19(5) of the Act, subsection 19(1) of the Act, with respect to such of the trades referred to in that subsection , and subsection 19(2) of the Act, with respect to such of the securities referred to in that subsection , do not apply to HOCHHAUSEN until and including February 27, 2024. 2. THAT, pursuant to section 148.3 of the Act, HOCHHAUSEN immediately resign any positions he currently holds as either a director or officer of any issuer and be prohibited from becoming or acting as either a director or officer of any issuer until and including February 27, 2024, except that HOCHHAUSEN may act as a director or officer of private issuers with fewer than 10 shareholders that do not issue shares to the general public. BY ORDER OF THE COMMISSION Acting Director 500-4110 St. l-,.fary Avi.'OUI.', Winnitx•J.:, Manitol)(I RJC 4KS tel : {20.\) 045.2548 fax: (204) 94S.03JO W\YW.m:SC.J.:Ov.mfl.1.41
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