THE COMMODITY FUTURES ACT Order No. 6789 THE MANITOBA SECURITIES Sections 27(1) and 66(1) August 15, 2013 COMMISSION ADM INVESTOR SERVICES INC. WHEREAS: (A) On August 15, 2012, The Manitoba Securities Commission ("Commission") issued Order No. 6570 (the "Order") pursuant to The Commodity Futures Act (the "Act") in respect of ADM Investor Services Inc. ("ADMIS"); (B) Paragraph 3 of the Order reads: "That ADMIS will be granted an exemption until April 15, 2013 from the registration requirements under the Act, in respect of its existing clients only, to permit it to become registered as requ ired under the Act. "; (C) ADMIS is not currently registered under the Act; (D) ADMIS seeks an extension to the exemption in paragraph 3 of the Order; (E) Upon reading the affidavit of Thomas Kadlec, and hearing submissions from staff of the Commission and counsel for ADMIS, the Commission is of the opinion it is in the public interest to make this order. IT IS ORDERED: 1. THAT ADMIS will be granted an exemption until June 30, 2014 from the registration requirements under the Act, in respect of its existing clients only, to permit it to become registered as required under the Act or to transfer its existing clients to a person or company registered under the Act. 2. THAT ADMIS will forthwith make a voluntary payment of $5,000 to the Treasurer of The Province of Manitoba. 3. THAT ADMIS forthwith pay costs in the amount of $1 ,000. BY ORDER OF THE COMMISSION 500-400 St. Mary Avenue, Winnipeg, Manitoba R3C 4K5 • tel: (204) 945.2548 • fax: (204) 945.0330 • www. msc.gov. mb.ca
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