THE SECURITIES ACT |
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Order No. 6329 |
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Section 148.3 |
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June 1, 2011 |
JAMES WOODROW BAKER
WHEREAS:
(A) On October 20, 2009, the Alberta Securities Commission (“ASC”) issued a Decision against James Woodrow Baker (“BAKER”);
(B) On April 15, 2011, The Manitoba Securities Commission (“Commission”) issued a Notice of Hearing (“Notice”) giving notice of its intention to hold a hearing to consider whether or not it was in the public interest to grant orders pursuant to Section 148.4 of The Securities Act, R.S.M. 1988, c. S50 as amended (“Act”) with respect to BAKER;
(C) BAKER has consented to the issuance of this order and has waived his right to a full hearing;
(D) The Commission is of the opinion that it is in the public interest to make this order.
IT IS ORDERED:
1. THAT, pursuant to section 148.3 of the Act, BAKER resign all positions he holds as a director or officer of any issuer and is prohibited from becoming or acting as a director or officer or both of any issuer until October 20, 2014.
BY ORDER OF THE COMMISSION
Director, Legal and Enforcement