THE SECURITIES ACT | ) |
Order No. 6131 |
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Section 148 and 148.3 | ) |
May 19, 2010 |
DIANNE SHARON ROSIEK
WHEREAS:
(A) On October 22, 2009, the British Columbia Securities Commission ("BCSC") issued a decision ("BCSC Decision") against Dianne Sharon Rosiek ("ROSIEK");
(B) On March 23, 2010, The Manitoba Securities Commission ("Commission") issued a Notice of Hearing ("Notice") giving notice of its intention to hold a hearing to consider whether or not it was in the public interest to grant orders pursuant to section 148.4 of The Securities Act, R.S.M. 1988, c. S50 as amended ("Act");
(C) On May 19, 2010, the hearing as against ROSIEK proceeded before a panel of the Commission;
(D) Upon reviewing the documentary evidence and Affidavit of Service filed, upon hearing the submissions of counsel for staff of the Commission, no one appearing for ROSIEK, and upon being satisfied as to service upon the respondent, the Commission is of the opinion that it is in the public interest to make this order.
IT IS ORDERED:
1. THAT, pursuant to section 148(1) of the Act, ROSIEK cease trading in securities permanently.
2. THAT, pursuant to section 148.3 of the Act, ROSIEK resign any position she holds as a director or officer of an issuer and be permanently prohibited from becoming or acting as a director or officer of any issuer.
BY ORDER OF THE COMMISSION
Director, Legal and Enforcement