THE SECURITIES ACT | ) |
Order No. 6113 |
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Section 148, 19(5), and 148.3 | ) |
April 22, 2010 |
ROY JENNIX
WHEREAS:
(A) On July 29, 2009, the Alberta Securities Commission ("ASC") issued a decision ("ASC Decision") against Roy Jennix ("JENNIX");
(B) On February 22, 2010, The Manitoba Securities Commission ("Commission") issued a Notice of Hearing ("Notice") giving notice of its intention to hold a hearing to consider whether or not it was in the public interest to grant orders pursuant to The Securities Act, R.S.M. 1988, c. S50 as amended ("Act") with respect to JENNIX;
(C) JENNIX has consented to the issuance of this Order and has waived his right to a full hearing;
(D) The Commission is of the opinion that it is in the public interest to make this order.
IT IS ORDERED:
1. THAT, pursuant to section 148 of the Act, JENNIX cease trading in securities until July 29, 2021 and furthermore, pursuant to subsection 19(5) of the Act, subsection 19(1) of the Act, with respect to such of the trades referred to in that subsection, and subsection 19(2) of the Act, with respect to such of the securities referred to in that subsection, do not apply to JENNIX until July 29, 2021, except that as to all of the foregoing these orders shall not preclude JENNIX from trading in securities through a registrant, who has first been given a copy of this order, in an account for his own benefit or an RRSP for the benefit of himself or himself and any of his children.
2. THAT, pursuant to section 148.3 of the Act, JENNIX resign all positions he may hold as a director or officer of any issuer and be prohibited from becoming or acting as a director or officer or both of any issuer until July 29, 2021.
BY ORDER OF THE COMMISSION
Director