(BROKER'S LETTERHEAD) (sample undertaking to be provided by an Investment Counsel as a condition of registration as a Junior Investment Counsel) UNDERTAKING To: The Manitoba Securities Commission I am an officer of ______________________________________ (Company name) registered in Manitoba as an Investment Counsel, and I undertake and agree to supervise and approve the investment counselling and portfolio management activities of _____________________________(name) as required as a condition of his/her registration in Manitoba. Dated at _______________, this ______ day of ________, 20__. ____________________________________ Signature of Investment Counsel _____________________________________ Print name of Investment Counsel
You are being directed to the most recent version of the statute which may not be the version considered at the time of the judgment.