APPENDIX D PROPOSED AMENDMENT INSTRUMENT FOR MULTILATERAL INSTRUMENT 11-102 PASSPORT SYSTEM 1. This Instrument amends Multilateral Instrument 11-102 Passport System. 2. Appendix D of Multilateral Instrument 11-102 Passport System is amended by: a) repealing all of the provisions in Appendix D that refer to MI 55-103 Insider Reporting for Certain Derivative Transactions (Equity Monetization) and corresponding provisions in British Columbia; b) inserting the following two new rows (see below) directly under the provision in Appendix D referring to the System for electronic disclosure by insiders (SEDI); and Provision BC AB SK MB Que NS Insider reporting NI 55-104 requirements (except as noted below) Primary insider Part 3 of NI 55-104 reporting requirement c) repealing all of the rows under the subheading “Insider Reporting” and substituting the following new row (see below) directly under the subheading “Insider Reporting” and directly above the subheading “Take-Over Bids and Issuer Bids”. Provision BC AB SK MB Que NS Insider Reporting Insider s. 87 s. 182 s. 116 s. 109 s. 89.3 s. 113 reporting requirements Take-Over Bids and Issuer Bids 3. This amendment comes into force on •. NB PEI NL YK NWT Nun ON NI 55-104 (except as noted below) s.107 NB PEI NL YK NWT Nun ON s.135 s. 1 of s. s. 1 of s. 2 of s.1 of s. Local 108 Local Local Local 107 Rule Rule Rule Rule 55-501 55-501 55-501 55-501
APPENDIX E PROPOSED AMENDMENT INSTRUMENT FOR NATIONAL INSTRUMENT 14-101 DEFINITIONS 1. This Instrument amends National Instrument 14-101 Definitions. 2. National Instrument 14-101 Definitions is amended by repealing the current definition of “insider reporting requirement” and substituting it with the following: “insider reporting requirement” means a) a requirement to file insider reports under Parts 3 and 4 of National Instrument 55-104 Insider Reporting Requirements and Exemptions; b) a requirement to file insider reports under any provisions of Canadian securities legislation substantially similar to Parts 3 and 4 of National Instrument 55-104 Insider Reporting Requirements and Exemptions; and c) a requirement to file an insider profile under National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI), if applicable. 3. This amendment comes into force on •.
APPENDIX F PROPOSED AMENDMENT INSTRUMENT FOR NATIONAL INSTRUMENT 62-103 THE EARLY WARNING SYSTEM AND RELATED TAKE-OVER BID AND INSIDER REPORTING ISSUES 1. This Instrument amends National Instrument 62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting Issues. 2. National Instrument 62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting Issues is amended as follows: a) in section 1.1, the following is added after the definition of “news release”: “NI 55-104” means National Instrument 55-104 Insider Reporting Requirements and Exemptions”; b) in subsection 9.1(1), the following is added after the phrase “is exempt from the insider reporting requirement for a reporting issuer”: “other than the requirement to file insider reports under Part 4 of NI 55-104”; c) in subsection 9.1(5), the following is added after the phrase “is exempt from the insider reporting requirement for a reporting issuer”: “other than the requirement to file insider reports under Part 4 of NI 55-104”; 3. This amendment comes into force on •.
APPENDIX G PROPOSED AMENDMENT INSTRUMENT FOR FORM 51-102F5 INFORMATION CIRCULAR OF NATIONAL INSTRUMENT 51-102 CONTINUOUS DISCLOSURE OBLIGATIONS 1. This Instrument amends Form 51-102F5 Information Circular 2. Form 51-102F5 is amended by adding the following new item after “Item 16 Additional Information”: “Item 17 Insider Reporting Late Filings (1) Describe any late filing fees relating to the late filing of insider reports imposed by a securities regulatory authority against any director or executive officer of your company during the most recently completed financial year, and include with this description the following information: (a) the name of the director or executive officer against whom the late filing fees were imposed; (b) the amount of the late filing fees and whether the late filing fees have been or will be paid by the director or executive officer or by the company (including any reimbursement by the company of fees paid by the director or executive officer); and (c) a brief description of the reason the late filing fees were imposed. (2) Despite subsection (1), no disclosure of any late filing fee is required if the securities regulatory authority that imposed the late filing fee subsequently provides written confirmation that the late filing fee was imposed due to error.” 3. This amendment comes into force on . [Note: Expected to be December 31, 2010, allowing for a transition period.]
APPENDIX H Repeal of National Instrument 55-101 Insider Reporting Exemptions 1. This Instrument repeals National Instrument 55-101 Insider Reporting Exemptions. 2. This Instrument comes into force on .
APPENDIX I Rescission of Companion Policy 55-101CP Insider Reporting Exemptions to National Instrument 55-101 Insider Reporting Exemptions 1. This Instrument repeals Companion Policy 55-101CP to National Instrument 55-101 Insider Reporting Exemptions. 2. This Instrument comes into force on .
APPENDIX J Repeal of Multilateral Instrument 55-103 Insider Reporting of Certain Derivative Transactions (Equity Monetization) 1. This Instrument repeals Multilateral Instrument 55-103 Insider Reporting of Certain Derivative Transactions (Equity Monetization). 2. This Instrument comes into force on .
APPENDIX K Rescission of Companion Policy 55-103CP Insider Reporting of Certain Derivative Transactions (Equity Monetization) to Multilateral Instrument 55-103 Insider Reporting of Certain Derivative Transactions (Equity Monetization) 1. This Instrument repeals Companion Policy 55-103CP to Multilateral Instrument 55-103 Insider Reporting of Certain Derivative Transactions (Equity Monetization). 2. This Instrument comes into force on .
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