CSA Staff Notice 11-323
Withdrawal of Notices and Policies
September 12, 2013
This notice formally withdraws a number of CSA and local notices and policies. In general, the
withdrawn material will remain available for historical research purposes in the CSA members’
websites that permit comprehensive access to CSA notices.
CSA Notices and Policies
Staff of the members of the CSA have reviewed a number of CSA Notices and Policies. They have
determined that some are outdated, no longer relevant or no longer required. The following CSA
Notices and Policy are therefore withdrawn, in the applicable CSA jurisdictions in which they have
not already been withdrawn, effective immediately.
4
CSA Notice No. 4: Bought Deals
2-13
Uniform Act Policy No. 2-13: Advertising During the Waiting Period between
Preliminary and Final Prospectuses
11-311
Notice Of Extension Of Comment Period – this notice extends the comment period
from December 20, 2008 to February 16, 2009 for CSA Consultation Paper 11-
405 Securities Regulatory Proposals Stemming from the 2007-08 Credit Market
Turmoil and its Effect on the ABCP Market in Canada
11-315
Extension of Consultation Period – this notice extends the comment period from
July 1, 2011 to August 31, 2011 for Proposed National Instrument 41-103
Supplementary Prospectus Disclosure Requirements for Securitized Products,
Proposed National Instrument 51-106 Continuous Disclosure Requirements for
Securitized Products, and Proposed Amendments to National Instrument 52-109
Certification of Disclosure in Issuers’ Annual and Interim Filings Proposed
Amendments to National Instrument 45-106 Prospectus and Registration
Exemptions and National Instrument 45-102 Resale of Securities
21-305
Extension of Approval of Information Processor for Corporate Fixed Income
Securities – this notice extends CanPX approval from April 30, 2007 to December
31, 2007
21-307
Extension of approval of information processor For corporate fixed income
securities – this notice extends CanPX approval from December 31, 2007 to
December 31, 2008
21-308
Update on Applications to Become an Information Processor – this notice
provides an update on the information processor issue and extends CanPX
approval from December 31, 2008 to June 30, 2009
24-307
Exemption From Transitional Rule – this notice extends the transitional phase-in
period in National Instrument 24-101 Institutional Trade Matching And Settlement
to July 1, 2010
31-201
National Policy 31-201: National Registration System
31-312
Exempt Market Dealer Category under National Instrument 31-103 Registration
Requirements and Exemptions
31-316
Blanket Order Exempting Persons and Companies from the Requirement to
Register when Trading in Short-term Debt Instruments
31-318
Omnibus / Blanket Order Exempting Mortgage Investment Entities from the
Requirement to Register as Investment Fund Managers and Advisers
31-319
Further Omnibus / Blanket Orders Exempting Registrants from Certain
Provisions of National Instrument 31-103 Registration Requirements and
Exemptions
31-322
Extension of Omnibus / Blanket Order Exempting Mortgage Investment Entities
from the Requirement to Register as Investment Fund Managers and Advisers
31-402
Registration Forms Relating to the National Registration Database
33-308
The CSA STP Readiness Assessment Survey Report is now available on the CVMQ
Website
33-312
The CSA STP Readiness Assessment Survey Report is now available on the OSC
Website
33-313
International Financial Reporting Standards and Registrants
33-314
International Financial Reporting Standards and Registrants
44-302
Replacement of National Instrument 44-101 Short Form Prospectus Distributions
51-326
Continuous Disclosure Review Program Activities for Fiscal 2008
51-329
Continuous Disclosure Review Program Activities for the fiscal year ended March
31, 2009
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ASC Notices
Staff of the Alberta Securities Commission have reviewed a number of ASC Notices. They have
determined that the following notices are to be withdrawn, effective immediately.
3.1
De Minimis Rights Offering Exemption – Recognition of the Laws of Jurisdictions
3.2
Recognition of Jurisdictions Under Section 132(1)(e) and 133(h) of Part 11 of the
Act
9
Dated March Statement of Financial Position Required by Section 74(2) of the
Regulations
24
Filing Confidential Material Change Reports
26
Late Filing of Financial Statements
30
Securities Advisory Committee to the ASC
33
Disruption of Mail Service
34
Selective Review of Prospectus Filings
35
Sale of Undivided Interests in Land
37
Compliance with Information Requests from Stock Exchanges
39
ASC to Cease Issuing Section 141 Certificates (06/09/06)
AMF Notices
Staff of the Autorité des marchés financiers have reviewed a number of AMF Notices. They have
determined that the following notices are to be withdrawn, effective immediately.
Business Continuity Planning – Industry Testing Exercise
(dated February 8, 2011)
Loi modifiant la Loi sur les valeurs mobilières et d'autres dispositions législatives
(2006, c. 50) - Entrée en vigueur de certaines dispositions (découlant du
Règlement sur l’information continue des fonds d’investissement en capital de
développement)
(dated May 30, 2008)
Abrogation de l'article 99 de la Loi sur les valeurs mobilières
(dated May 30, 2008)
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Reverse Takeovers
(dated July 7, 2006)
Contrôles relatifs à la tenue des dossiers concernant les souscriptions ou rachats
de titres d’organismes de placement collectif
(dated December 19, 2003)
FCSC Notices
Staff of the Financial and Consumer Services Commission (New Brunswick) have reviewed a
number of FCSC Notices. They have determined that the following notice is to be withdrawn,
effective immediately.
32-702
Exemption from Filing Requirements for NRS Users
Questions
Please refer your questions to any of the following people:
Mathieu Laberge
Noreen Bent
Autorité des marchés financiers
British Columbia Securities Commission
Tel: 514-395-0337, extension 2537
Tel: 604-899-6741
mathieu.laberge@lautorite.qc.ca
Nbent@bcsc.bc.ca
Simon Thompson
Kari Horn
Ontario Securities Commission
Alberta Securities Commission
Tel: 416-593-8261
Tel: 403-297-4698
sthompson@osc.gov.on.ca
kari.horn@asc.ca
Suzanne Ball
Dean Murrison
Financial and Consumer Services
Financial and Consumer Affairs Authority of
Commission (New Brunswick)
Saskatchewan
Tel: 506-643-7698
Tel: 306-787-5879
Suzanne.Ball@fcnb.ca
dean.murrison@gov.sk.ca
Chris Besko
Shirley Lee
The Manitoba Securities Commission
Nova Scotia Securities Commission
Tel: 204-945-2561
Tel: 902-424-5441
Chris.Besko@gov.mb.ca
leesp@gov.ns.ca
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You are being directed to the most recent version of the statute which may not be the version considered at the time of the judgment.