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CSA Staff Notice 11-320 Notice of Local Amendments-Nova Scotia and Yukon November 15, 2012 On May 6, 2011, we published CSA Staff Notice 11-314 Update of CSA Instruments indicating staffs intention to update rule consolidations where a local jurisdiction has amended a national or multilateral instrument to reflect changes that affect activity only in that local jurisdiction. On June 27, 2012, the Nova Scotia Securities Commission (NSSC) made Rule 11-506 Amendments to Various National and Multilateral Instruments (Rule 11-506) which took effect on September 10, 2012. Rule 11-506 amends the National and Multilateral Instruments in Appendix A to this notice by deleting the address of the NSSC and replacing it with the following address: Suite 400, 5251 Duke Street Halifax, Nova Scotia B3J 1P3 On August 23, 2012, the Minister of Community Services (Yukon) made Rule to Make Local Amendments to CSA Instruments Implemented in Yukon (Local Rule 11-804) which amends the CSA instruments listed in Appendix A to this notice, implemented in Yukon under Local Rule 11-802, by replacing the contact information for the Yukon Superintendent of Securities with the following wherever it appears: Office of the Yukon Superintendent of Securities Government of Yukon Department of Community Services 307 Black Street, 1 st Floor PO Box 2703 (C-6) Whitehorse, Yukon Y1A 2C6 Telephone: 867-667-5466 Facsimile: 867-393-6251 http://www.community.gov.yk.ca/corp/securities_about.html The text of rule consolidations on the websites of CSA members will now be updated, as necessary, to reflect these local amendments. Please refer your questions to any of the following people:
Helena Hrubesova Securities Officer Office of the Yukon Superintendent of Securities Tel: (867) 667-5466 Helena.Hrubesova@gov.yk.ca Noreen Bent Manager, Corporate Finance Legal Services British Columbia Securities Commission Tel: (604) 899-6741 nbent@bcsc.bc.ca Kari Horn General Counsel Alberta Securities Commission Tel: (403) 297-4698 kari.horn@asc.ca Dean Murrison Director, Securities Division Financial and Consumer Affairs Authority of Saskatchewan Tel: (306) 787-5842 Dean.Murrison@gov.sk.ca Chris Besko Legal Counsel, Deputy Director The Manitoba Securities Commission Tel: (204) 945-2561 Chris.Besko@gov.mb.ca Simon Thompson Senior Legal Counsel Ontario Securities Commission Tel: (416) 593-8261 sthompson@osc.gov.on.ca Sylvia Pateras Senior Legal Counsel Autorité des marchés financiers Tel: (514) 395-0337, extension 2536 sylvia.pateras@lautorite.qc.ca Manon Losier General Counsel and Secretary to the Commission New Brunswick Securities Commission Tel: (506) 643-7690 manon.losier@nbsc-cvmnb.ca Shirley Lee Director, Policy and Market Regulation Nova Scotia Securities Commission Tel: (902) 424-5441 leesp@gov.ns.ca
Appendix A CSA Instrument National Instrument 33-109 Registration Information National Instrument 41-101 General Prospectus Requirements National Instrument 45-102 Resale of Securities National Instrument 45-106 Prospectus and Registration Exemptions Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI) Location of contact information to be replaced 1. Form 33-109F2, Schedule B 2. Form 33-109F3, Schedule A 3. Form 33-109F4, Schedule O 4. Form 33-109F5, Schedule A 5. Form 33-109F6, Schedule A 6. Form 33-109F7, Schedule F Appendix A, Schedule 3 Form 45-102F1 Form 45-106F1 1. Form 51-105F3A, Schedule 2 2. Form 51-105F3B, Schedule 2 1. Form 55-102F1 2. Form 55-102F2 3. Form 55-102F3 4. Form 55-102F6
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