CSA Staff Notice 11-320
Notice of Local Amendments-Nova Scotia and Yukon
November 15, 2012
On May 6, 2011, we published CSA Staff Notice 11-314 Update of CSA Instruments indicating
staff’s intention to update rule consolidations where a local jurisdiction has amended a national
or multilateral instrument to reflect changes that affect activity only in that local jurisdiction.
On June 27, 2012, the Nova Scotia Securities Commission (NSSC) made Rule 11-506
Amendments to Various National and Multilateral Instruments (Rule 11-506) which took effect
on September 10, 2012. Rule 11-506 amends the National and Multilateral Instruments in
Appendix A to this notice by deleting the address of the NSSC and replacing it with the
following address:
“Suite 400, 5251 Duke Street
Halifax, Nova Scotia
B3J 1P3”
On August 23, 2012, the Minister of Community Services (Yukon) made Rule to Make Local
Amendments to CSA Instruments Implemented in Yukon (Local Rule 11-804) which amends the
CSA instruments listed in Appendix A to this notice, implemented in Yukon under Local Rule
11-802, by replacing the contact information for the Yukon Superintendent of Securities with the
following wherever it appears:
“Office of the Yukon Superintendent of
Securities
Government of Yukon
Department of Community Services
307 Black Street, 1
st
Floor
PO Box 2703 (C-6)
Whitehorse, Yukon Y1A 2C6
Telephone: 867-667-5466
Facsimile: 867-393-6251
http://www.community.gov.yk.ca/corp/securities_about.html”
The text of rule consolidations on the websites of CSA members will now be updated, as
necessary, to reflect these local amendments.
Please refer your questions to any of the following people:
Helena Hrubesova
Securities Officer
Office of the Yukon Superintendent
of Securities
Tel: (867) 667-5466
Helena.Hrubesova@gov.yk.ca
Noreen Bent
Manager, Corporate Finance Legal Services
British Columbia Securities
Commission
Tel: (604) 899-6741
nbent@bcsc.bc.ca
Kari Horn
General Counsel
Alberta Securities Commission
Tel: (403) 297-4698
kari.horn@asc.ca
Dean Murrison
Director, Securities Division
Financial and Consumer Affairs
Authority of Saskatchewan
Tel: (306) 787-5842
Dean.Murrison@gov.sk.ca
Chris Besko
Legal Counsel, Deputy Director
The Manitoba Securities
Commission
Tel: (204) 945-2561
Chris.Besko@gov.mb.ca
Simon Thompson
Senior Legal Counsel
Ontario Securities Commission
Tel: (416) 593-8261
sthompson@osc.gov.on.ca
Sylvia Pateras
Senior Legal Counsel
Autorité des marchés financiers
Tel: (514) 395-0337, extension 2536
sylvia.pateras@lautorite.qc.ca
Manon Losier
General Counsel and Secretary to the
Commission
New Brunswick Securities
Commission
Tel: (506) 643-7690
manon.losier@nbsc-cvmnb.ca
Shirley Lee
Director, Policy and Market Regulation
Nova Scotia Securities Commission
Tel: (902) 424-5441
leesp@gov.ns.ca
Appendix A
CSA Instrument
National Instrument 33-109 Registration
Information
National Instrument 41-101 General
Prospectus Requirements
National Instrument 45-102 Resale of
Securities
National Instrument 45-106 Prospectus
and Registration Exemptions
Multilateral Instrument 51-105 Issuers
Quoted in the U.S. Over-the-Counter
Markets
National Instrument 55-102 System for
Electronic Disclosure by Insiders (SEDI)
Location of contact information
to be replaced
1.
Form 33-109F2, Schedule B
2.
Form 33-109F3, Schedule A
3.
Form 33-109F4, Schedule O
4.
Form 33-109F5, Schedule A
5.
Form 33-109F6, Schedule A
6.
Form 33-109F7, Schedule F
Appendix A, Schedule 3
Form 45-102F1
Form 45-106F1
1.
Form 51-105F3A, Schedule 2
2.
Form 51-105F3B, Schedule 2
1.
Form 55-102F1
2.
Form 55-102F2
3.
Form 55-102F3
4.
Form 55-102F6
You are being directed to the most recent version of the statute which may not be the version considered at the time of the judgment.