THE MANITOBA SECURITIES COMMISSION MSC RULE 2009-9 (Section 149.1, The Securities Act) Amendments to National Instrument 81-105 Mutual Fund Sales Practices 1. National Instrument 81-105 Mutual Fund Sales Practices is amended by this Instrument. 2. Section 1.1. is amended by repealing the definition of “representative” and substituting the following: “representative” means, for a participating dealer, (a) a partner, director, officer or employee of the participating dealer, (b) an individual who trades securities on behalf of the participating dealer, whether or not the individual is employed by the dealer, and (c) any company through which a person referred to in paragraphs (a) or (b) carries on activities in connection with services provided to the participating dealer. 3. Section 1.2 is repealed and the following is substituted: Interpretation 1.2 Terms defined in National Instrument 81-102 Mutual Funds and used in this Instrument have the respective meanings ascribed to them in National Instrument 81-102 Mutual Funds. 4. This Instrument comes into force on the day National Instrument 31-103 Registration Requirements and Exemptions comes into force. 5. This Instrument may be cited as MSC Rule 2009-9.
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