4 - Distribution Requirements

Decision Information

MSC RULE 2022-9 AMENDMENTS TO NATIONAL INSTRUMENT 45-102 RESALE OF SECURITIES

Collection 4 - Distribution Requirements
Date 2022-11-21
Other citations MSC RULE 2022-9
File numbers MSC RULE 2022-9
Decision type Local Rule
Jurisdiction Manitoba Securities Commission
Relations See also - 45-102 - RESALE OF SECURITIES - AMENDMENTS - MSC Rule 2023-7 - MSC Rule 2023-7 - 2023-06-09 - National Instrument
Subjects 4 - Distribution Requirements
Law National Instrument 45-102

Decision Content

THE MANITOBA SECURITIES COMMISSION

MSC Rule No. 2022-9

(Section 149.1, The Securities Act)

 

AMENDMENTS TO

NATIONAL INSTRUMENT 45-102 RESALE OF SECURITIES

 

1. National Instrument 45-102 Resale of Securities is amended by this Instrument.

 

2. Appendix E is amended by adding, after “section 2.42 [Conversion, exchange or exercise – security of a reporting issuer] for a security being traded in the circumstances referred to in clause (b) of subsection 2.42 (1);” the following paragraph:

 

•         section 5A.2 [Listed Issuer Financing Exemption]; .

 

3. This Instrument comes into force on November 21, 2022.  

 

4. In Saskatchewan, despite section 3, if this Instrument is filed with the Registrar of Regulations after November 21, 2022, this Instrument comes into force on the day on which it is filed with the Registrar of Regulations.

 

 

 You are being directed to the most recent version of the statute which may not be the version considered at the time of the judgment.