2 - Certain Capital Market Participants

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Decision Content

THE MANITOBA SECURITIES COMMISSION MSC Rule No. 2012-11 (Section 149.1, The Securities Act) AMENDMENTS TO NATIONAL INSTRUMENT 23-101 TRADING RULES 1. National Instrument 23-101 Trading Rules is amended by this Instrument. 2. Part 6 is amended by: (a) replacing "The following are the trade-throughs referred to in paragraph 6.1(1)(a)" with "For the purposes of paragraph 6.1(1)(a) the permitted trade-throughs are" in section 6.2; (b) replacing "marketplace participant" with "marketplace participant or a marketplace that routes or reprices orders" in section 6.5. 3. Part 11 is amended by: (a) replacing "this Part" with "the requirements in section 11.2" in subsection 11.1(2); (b) replacing "record" with "record in electronic form" in subsection 11.2(1); (c) replacing "; and" with ";" in paragraph 11.2(1)(r); (d) replacing "." with ";" in paragraph 11.2(1)(s); (e) adding the following after paragraph 11.2(1)(s): (t) each unique client identifier assigned to a client accessing the marketplace using direct electronic access; and (u) whether the order is a directed-action order.; (f) replacing "records" with "records in electronic form" in subsection 11.2(7). 4. This Instrument comes into force on July 1, 2012. 5. This Instrument may be cited as MSC Rule 2012-11.
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