AMENDMENTS TO COMPANION POLICY 21-101CP TO NATIONAL INSTRUMENT 21-101 MARKETPLACE OPERATION 1. The changes to Companion Policy 21-101CP to National Instrument 21-101 Marketplace Operation are set out in this Schedule. 2. Subsection 10.1(1) is amended by replacing “2015” with “2018”.
ANNEX B NATIONAL INSTRUMENT 21-101 MARKETPLACE OPERATION PART 8 INFORMATION TRANSPARENCY REQUIREMENTS FOR MARKETPLACES DEALING IN UNLISTED DEBT SECURITIES, INTER-DEALER BOND BROKERS AND DEALERS 8.6 Exemption for Government Debt Securities - Section 8.1 does not apply until January 1, 20158. ANNEX C COMPANION POLICY 21-101 TO NATIONAL INSTRUMENT 21-101 MARKETPLACE OPERATION PART 10 INFORMATION TRANSPARENCY REQUIREMENTS FOR UNLISTED DEBT SECURITIES 10.1 Information Transparency Requirements for Unlisted Debt Securities (1) The requirement to provide transparency of information regarding orders and trades of government debt securities in section 8.1 of the Instrument does not apply until January 1, 20158. The Canadian securities regulatory authorities will continue to review the transparency requirements, in order to determine if the transparency requirements summarized in subsections (2) and (3) below should be amended.
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