Access to Information Orders
Decision Information
• Reports of the Centre of Forensic Sciences
• Section 2(1) (definition of personal information) - records contain personal information of appellant and another identifiable individual.
• Section 49(b) (personal privacy) – upheld.
• Ministry’s decision upheld.
Decision Content
NATURE OF THE APPEAL:
The Ministry of Community Safety and Correctional Services (the ministry) received a request under the Freedom of Information and Protection of Privacy Act (the Act) for access to all reports in the custody and control of the Centre for Forensic Sciences that were generated by an identified doctor in relation to a specific criminal trial in which the requester was an accused person.
The ministry identified responsive records and granted partial access to them. The ministry relied on the discretionary exemption at section 49(b) (personal privacy) with particular reference to the factor at section 21(2)(f) (highly sensitive) and the presumption at section 21(3)(b) (investigation into a possible violation of law) of the Act, to deny access to the portion it withheld.
The requester (now the appellant) appealed the decision.
At mediation the appellant raised the possible application of the factor at section 21(2)(d) (relevant to a fair determination of rights) of the Act.
Mediation did not resolve the matter and it was moved to the adjudication phase of the appeals process where an adjudicator conducts an inquiry under the Act.
I commenced the inquiry by sending the ministry a Notice of Inquiry setting out the facts and issues in the appeal. The ministry provided representations in response. I then sent a Notice of Inquiry, along with the complete representations of the ministry, to the appellant, inviting his representations in response. The appellant also provided representations.
RECORDS:
At issue in this appeal are the withheld portions of a Report of the Centre of Forensic Sciences and a Supplemental Report of the Centre of Forensic Sciences.
PERSONAL INFORMATION
In order to determine which sections of the Act may apply, it is necessary to decide whether the records contain “personal information” in accordance with section 2(1) of the Act and, if so, to whom it relates.
Section 2(1) of the Act defines “personal information”, as follows:
“personal information” means recorded information about an identifiable individual, including,
(a) information relating to the race, national or ethnic origin, colour, religion, age, sex, sexual orientation or marital or family status of the individual,
(b) information relating to the education or the medical, psychiatric, psychological, criminal or employment history of the individual or information relating to financial transactions in which the individual has been involved,
(c) any identifying number, symbol or other particular assigned to the individual,
(d) the address, telephone number, fingerprints or blood type of the individual,
(e) the personal opinions or views of the individual except where they relate to another individual,
(f) correspondence sent to an institution by the individual that is implicitly or explicitly of a private or confidential nature, and replies to that correspondence that would reveal the content of the original correspondence,
(g) the views or opinions of another individual about the individual, and
(h) the individual’s name where it appears with other personal information relating to the individual or where the disclosure of the name would reveal other personal information about the individual.
To qualify as “personal information”, it must be reasonable to expect that an individual may be identified if the information is disclosed [Order PO-1880, upheld on judicial review in Ontario (Attorney General) v. Pascoe, [2002] O.J. No. 4300 (C.A.)].
The list of examples of personal information under section 2(1) is not exhaustive. Therefore, information that does not fall under paragraphs (a) to (h) may still qualify as personal information [Order 11].
The ministry submits that withheld information in the records qualifies as the personal information of an individual other than the appellant under paragraphs 2(1)(b), (d) and (h) of the Act.
I find that the withheld portions of the records at issue contain information that qualifies as the personal information of an individual other than the appellant within the meaning of section 2(1) of the Act. The records also contain the personal information of the appellant.
PERSONAL PRIVACY
If a record contains the personal information of the requester along with the personal information of another individual, section 49(b) of the Act applies.
Section 49(b) of the Act reads:
A head may refuse to disclose to the individual to whom the information relates personal information,
where the disclosure would constitute an unjustified invasion of another individual’s personal privacy.
Despite a finding that information falls within the scope of section 49(b) the ministry may exercise its discretion to disclose the information. This involves a weighing of the appellant’s rights of access to his own personal information against the other individual’s right to protection of their privacy.
Sections 21(1) to (4) of the Act provide guidance in determining whether disclosure of personal information would result in an unjustified invasion of the personal privacy of the individual to whom the information relates. If the personal information fits within any of paragraphs (a) to (e) of section 21(1), disclosure is not an unjustified invasion of personal privacy and the information is not exempt under section 49(b). Section 21(2) also provides some criteria for the institution to consider in making this determination. Section 21(3) lists the types of information whose disclosure is presumed to constitute an unjustified invasion of personal privacy. Section 21(4) refers to certain types of information whose disclosure does not constitute an unjustified invasion of personal privacy.
The Divisional Court has stated that once a presumption against disclosure has been established under section 21(3), it cannot be rebutted by either one or a combination of the factors set out in 21(2) [John Doe v. Ontario (Information and Privacy Commissioner) (1993), 13 O.R. (3d) 767 (John Doe)] though it can be overcome if the personal information at issue falls under section 21(4) of the Act, or if a finding is made under section 23 of the Act that a compelling public interest exists in the disclosure of the record in which the personal information is contained which clearly outweighs the purpose of the exemption. [See Order PO-1764].
The ministry’s representations address the presumption at section 21(3)(b) and the factor at section 21(2)(f). The appellant’s representations focus on the application of the factor at section 21(2)(d).
Section 21(3)(b)
Section 21(3)(b) reads as follows:
A disclosure of personal information is presumed to constitute an unjustified invasion of personal privacy where the personal information,
was compiled and is identifiable as part of an investigation into a possible violation of law, except to the extent that disclosure is necessary to prosecute the violation or continue the investigation.
The ministry submits that the withheld information was compiled and is identifiable as part of an investigation into whether an offence under the Criminal Code was committed.
The appellant acknowledges that the records were generated as a result of an investigation into whether an offence under the Criminal Code was committed. He also states that an evidentiary rule at the time of his criminal trial “barred [the identified doctor] from disclosing this evidence”. He submits that the records are necessary for a contemplated proceeding.
Analysis and Findings
I find that section 21(3)(b) applies in the circumstances of this appeal. I have reviewed the portions of the records remaining at issue and in my opinion, the personal information severed from the records was compiled and is identifiable as part of an investigation into a possible violation of law, namely the Criminal Code. The presumed unjustified invasion of personal privacy at section 21(3)(b) therefore applies to this information. Section 21(4) does not apply to this information. The appellant did not expressly raise the possible application of the public interest override at section 23 of the Act, nor in my view did the appellant raise sufficient grounds to merit its application. Accordingly, I conclude that the disclosure of the personal information relating to another identifiable individual contained in the severances remaining at issue would constitute an unjustified invasion of personal privacy.
In conclusion, I find that because the withheld portions of the records are subject to the section 21(3)(b) presumption, this information qualifies for exemption under section 49(b).
As I have found that the section 21(3)(b) presumptions applies, it is not necessary for me to address whether the factors at section 21(2)(d) and (f) might apply [see the discussion on John Doe, above].
EXERCISE OF DISCRETION
Where appropriate, institutions have the discretion under the Act to disclose information even if it qualifies for exemption under the Act. Because section 49(b) is a discretionary exemption, I must also review the ministry’s exercise of discretion in deciding to deny access to the withheld information. On appeal, this office may review the institution’s decision in order to determine whether it exercised its discretion and, if so, to determine whether it erred in doing so.
I may find that the ministry erred in exercising their discretion where, for example: