Access to Information Orders
Decision Information
• General Occurrence and Event Details Reports.
• Scope of the request upheld.
• Reasonable search – search upheld as reasonable.
• Section 38(a)/8(1)(c) (law enforcement) not upheld.
• Section 38(a)/8(2)(a) (law enforcement) not upheld.
• Section 38(a)/8(1)(l) (facilitate commission of unlawful act) upheld for police codes.
• Section 38(b) (personal privacy) upheld.
• Institution's decision upheld, in part. Portion of a General Occurrence Report ordered disclosed.
Decision Content
NATURE OF THE APPEAL:
The Waterloo Regional Police Services Board (the Police) received a request under the Municipal Freedom of Information and Protection of Privacy Act (the Act) for any active file pertaining to the requester. After contacting the requester to clarify the request, the Police ultimately interpreted this request to be for any file in their record-holdings since 1986 that related to the requester.
The Police identified records responsive to the request and granted partial access to them. The Police relied on the discretionary exemptions in section 38(a) (discretion to refuse requester’s own information), in conjunction with sections 8(1)(c) (law enforcement), 8(1)(l) (facilitate commission of an unlawful act) and 8(2)(a) (law enforcement report); and section 38(b) (personal privacy) with particular reference to the factors at sections 14(2)(f) (highly sensitive information), 14(2)(h) (information supplied in confidence) and the presumption at section 14(3)(b) (investigation into a possible violation of law) to deny access to the portions they withheld.
The requester (now the appellant) appealed the decision to deny him complete access to the records.
At mediation, the appellant alleged that additional responsive records should exist, especially in relation to events that the appellant asserts took place on October 2, 2006. In response, the Police conducted a further search and provided a supplementary decision letter explaining why no other responsive records were found. The appellant was not satisfied with the explanation. Accordingly, the reasonableness of the Police’s search for responsive records was added as an issue in the appeal.
Mediation did not resolve the appeal and the matter moved to the adjudication stage of the process.
I sent a Notice of Inquiry setting out the facts and issues in the appeal to the Police, initially. The Police provided representations in response to the Notice. A Notice of Inquiry, along with the complete submissions of the Police, was then sent to the appellant. The appellant provided representations in response.
RECORDS:
The records at issue consist of two General Occurrence Reports (consisting of 28 pages in all), an Occurrence Details printout (consisting of two pages) and a series of Event and/or Occurrence Details Reports (consisting of 7 pages). At issue is the information that was severed from these records.
SCOPE OF THE REQUEST:
Appearing on pages 26, 27, 28, 29, 30, 31, 32, 33 and 34 of the records, but severed by the Police, are a series of numbers and abbreviations relating to database queries and printing information made by the Police in the course of responding to the request. Past orders of this office have established that administrative information relating to the date, time and by whom the report was printed is not reasonably responsive to a request (Orders PO-2315 and PO-2409). I agree with that reasoning and will follow it in this appeal. In my view, this severed information is purely administrative information and I find, therefore, that it is not reasonably related, or responsive, to the request. Accordingly, I will not address this specific information further in this order.
DISCUSSION:
ADEQUACY OF THE SEARCH FOR RECORDS
Section 17 of the Act imposes certain obligations on requesters and institutions when submitting and responding to requests for access to records. This section states, in part:
(1) A person seeking access to a record shall,
(a) make a request in writing to the institution that the person believes has custody or control of the record;
(b) provide sufficient detail to enable an experienced employee of the institution, upon a reasonable effort, to identify the record; and
(2) If the request does not sufficiently describe the record sought, the institution shall inform the applicant of the defect and shall offer assistance in reformulating the request so as to comply with subsection (1).
Where a requester claims that additional records exist beyond those identified by the institution, the issue to be decided is whether the institution has conducted a reasonable search for records as required by section 17 of the Act [Orders P-85, P-221, PO-1954-I]. If I am satisfied that the search carried out was reasonable in the circumstances, I will uphold the institution’s decision. If I am not satisfied, I may order further searches.
The Act does not require the institution to prove with absolute certainty that further records do not exist. However, the institution must provide sufficient evidence to show that it has made a reasonable effort to identify and locate responsive records [Order P-624].
A reasonable search would be one in which an experienced employee expending reasonable effort conducts a search to identify any records that are reasonably related to the request [Order M-909].
Although a requester will rarely be in a position to indicate precisely which records the institution has not identified, the requester still must provide a reasonable basis for concluding that such records exist.
The Representations of the Police
The Police submit that after clarifying the request with the appellant they searched their Records Management database for any responsive records relating to the appellant dating back to 1986 and located the records at issue in this appeal. In addition, after sending severed versions of the responsive records to the appellant, the Freedom of Information Co-ordinator for the Police met with the appellant to address any questions that he had regarding them.
In support of their position that they conducted a reasonable search, the Police submit:
On November 25, 2006 an experienced and trained records clerk in the Records Branch of [the Police] completed the first search for all police occurrence reports and incident reports of all contacts with [the appellant]. This was conducted in the usual and ordinary course of business. The initial search took 40 minutes. The requester was given access to these reports save and except for police codes and third party information.
During mediation on February 21, 2007 another experienced and trained FOI Analyst in the Records Branch of [the Police] completed a search specifically for any October 2, 2006 occurrences involving the requester. No additional records were found.
On March 9, 2007 yet another experienced and trained FOI Clerk in the Records Branch of [the Police] completed a search for all records where the requester is named. No additional records were found.
A search for records requires querying four "records management systems":
1. Microfilm was used from 1968 - 1984
2. Paper records from 1984 - current
3. Legacy Records Management System from 1994 - 2005
4. New Records Management System from 2005 - current
The Records Branch staff routinely search these four "systems" on an ongoing basis.
...
It would be highly unusual for any paper occurrence report to be destroyed from 1994 to current [date] because the [Police] ha[ve] not destroyed any occurrence or incident reports dated after 1994. Due to technical issues the [Police] ha[ve] not destroyed any occurrence reports on our computer systems since 1994.
If the October 2, 2006 incident took place [the appellant asserted at mediation that records should exist in relation to this date] then the requester should be able to provide what type of call it was about rather than stating "a very serious incident". If it was a serious incident then more than one officer would be involved and we would not only have the occurrence general report, but officer statements, witness statements and interviews.
There are no known issues with our new records management system mysteriously deleting or hiding records.
Other possibilities include the requester was dealing with another police service. The OPP is responsible for all provincial highways in our Region. The WRPS only serves the Region of Waterloo. Another possibility could be the requester gave a different name to police for the October 2, 2006 incident.
One last possibility I can think of is the requester approached an officer in person and the police officer never generated a report (which is normal for very minor incidents such as parking complaints).
The Appellant’s Representations
The appellant maintains his position that records should exist relating to an incident that took place on October 2, 2006 that he describes in his representations.
Analysis and Finding
I find that the Police provided a thorough explanation of the efforts made to identify and locate records that are responsive to the appellant's request and why no other responsive records exist. Although a requester will rarely be in a position to indicate precisely which records the institution has not identified, the appellant still must provide a reasonable basis for concluding that such records exist. In my view, the appellant has not provided a reasonable basis for concluding that other responsive records exist. Accordingly, I am satisfied that the Police’s search for responsive records was reasonable and is in compliance with its obligations under the Act.
Therefore, I find that the Police have conducted a reasonable search for records as required by section 17 of the Act.
PERSONAL INFORMATION
In order to determine which sections of the Act may apply, it is necessary to decide whether the record contains “personal information” and, if so, to whom it relates.
Section 2(1) of the Act defines “personal information”, in part, as follows:
“personal information” means recorded information about an identifiable individual, including,
(a) information relating to the race, national or ethnic origin, colour, religion, age, sex, sexual orientation or marital or family status of the individual,
(b) information relating to the education or the medical, psychiatric, psychological, criminal or employment history of the individual or information relating to financial transactions in which the individual has been involved,
(c) any identifying number, symbol or other particular assigned to the individual,
(d) the address, telephone number, fingerprints or blood type of the individual,
(e) the personal opinions or views of the individual except where they relate to another individual,
(f) correspondence sent to an institution by an individual that is implicitly or explicitly of a private or confidential nature, and replies to that correspondence that would reveal the contents of the original correspondence,
(g) the views or opinions of another individual about the individual, and
(h) the individual’s name where it appears with other personal information relating to the individual or where the disclosure of the name would reveal other personal information about the individual.
To qualify as “personal information”, it must be reasonable to expect that an individual may be identified if the information is disclosed [Order PO-1880, upheld on judicial review in Ontario (Attorney General) v. Pascoe, [2002] O.J. No. 4300 (C.A.)].
As a general rule, information associated with an individual in a professional, official or business capacity will not be considered to be “about” the individual [Orders P-257, P-427, P-1412, P-1621], but even if information relates to an individual in a professional, official or business capacity, it may still qualify as “personal information” if the information reveals something of a personal nature about the individual [Orders P-1409, R-980015, PO-2225, PO-2435].
In my view, all of the records at issue contain the personal information of the appellant. This information qualifies as his personal information because it includes his address and telephone number (paragraph (d)), or contains his name along with other personal information about him (paragraph (h)).
The first General Occurrence Report (pages 1 to 14), the second General Occurrence Report (pages 15 to 25), and pages 30 and 31 of the Event and/or Occurrence Details Reports also contain the personal information of other identifiable individuals. This information qualifies as their personal information because it contains their address and telephone numbers (paragraph (d)), or contains their names along with other personal information about them (paragraph (h)).
In my view, the final sentence of the third paragraph on page 4 of the records does not contain the personal information of the appellant or of another identifiable individual.
PERSONAL PRIVACY
If a record contains the personal information of the appellant along with the personal information of another individual, section 38(b) of the Act applies to render the information exempt from disclosure, at the discretion of the Police.
Section 38(b) of the Act reads:
A head may refuse to disclose to the individual to whom the information relates personal information,
if the disclosure would constitute an unjustified invasion of another individual’s personal privacy.
Accordingly, under section 38(b) where a record contains personal information of both the appellant and another identifiable individual, and disclosure of that information would “constitute an unjustified invasion” of that other individual’s personal privacy, the Police may refuse to disclose that information to the appellant.
That does not end the matter, however. Despite this finding, the Police may exercise their discretion to disclose the information to the appellant. This involves a weighing of the appellant’s right of access to his own personal information against the other individual’s right to protection of their privacy.
Under section 38(b), the factors and presumptions in sections 14(2) to (4) provide guidance in determining whether the “unjustified invasion of personal privacy” threshold is met.
Section 14(2) provides some criteria for the institution to consider in making this determination; section 14(3) lists the types of information whose disclosure is presumed to constitute an unjustified invasion of personal privacy; and section 14(4) refers to certain types of information whose disclosure does not constitute an unjustified invasion of personal privacy.
The Divisional Court has stated that once a presumption against disclosure has been established under section 14(3), it cannot be rebutted by either one or a combination of the factors set out in 14(2) [John Doe v. Ontario (Information and Privacy Commissioner) (1993), 13 O.R. (3d) 767] though it can be overcome if the personal information at issue falls under section 14(4) of the Act, or if a finding is made under section 16 of the Act that a compelling public interest exists in the disclosure of the record in which the personal information is contained which clearly outweighs the purpose of the exemption [See Order PO-1764].
Section 14(3)(b)
Section 14(3)(b) reads as follows:
A disclosure of personal information is presumed to constitute an unjustified invasion of personal privacy where the personal information,
was compiled and is identifiable as part of an investigation into a possible violation of law, except to the extent that disclosure is necessary to prosecute the violation or to continue the investigation.
The Police submit that the withheld information in the first General Occurrence Report (pages 1 to 14), the second General Occurrence Report (pages 15 to 25), and pages 30 and 31 of the Event and/or Occurrence Details Reports is the personal information of an identifiable individual other than the appellant that was compiled and is identifiable as part of an investigation into a possible violation of law.
Analysis and Findings
Except for the final sentence of the third paragraph on page 4 of the records, which I will address below, I find that the presumption in section 14(3)(b) applies to the information severed from pages 1 to 25 and pages 30 and 31 of the responsive records because it is personal information of an identifiable individual other than the appellant that was compiled and is identifiable as part of an investigation into a possible violation of law, namely the Criminal Code. The fact that charges are not laid does not affect the application of 14(3)(b) [Order PO-1849].
The presumed unjustified invasion of personal privacy at section 14(3)(b) therefore applies to this information. Section 14(4) does not apply and the appellant did not raise the possible application of the public interest override at section 16 of the Act. Accordingly, I conclude that the disclosure of the withheld personal information contained in the information severed from pages from pages 1 to 25 and pages 30 and 31 would constitute an unjustified invasion of another individual’s personal privacy and it is exempt under section 38(b).
As I have found that, with one exception, the withheld portions of pages 1 to 25 and pages 30 and 31 fall within the section 14(3)(b) presumption section, it is not necessary for me to address whether the factors in section 14(2) might also apply.
In conclusion, subject to my discussion on the exercise of discretion below, I find that the information that I have found to be subject to the section 14(3)(b) presumption, qualifies for exemption under section 38(b).
I will now turn to the remainder of the withheld information at issue. This consists of the “900” codes and other references to coding procedures contained in the withheld portions of pages 26 to 32 of the records at issue, as well as the final sentence of the third paragraph on page 4.
DISCRETION TO REFUSE REQUESTER’S OWN INFORMATION
Section 36(1) gives individuals a general right of access to their own personal information held by an institution. Section 38(a) provides a number of exemptions from this right. It reads:
A head may refuse to disclose to the individual to whom the information relates personal information,
if section 6, 7, 8, 8.1, 8.2, 9, 10, 11, 12, 13 or 15 would apply to the disclosure of that personal information. [emphasis added]
LAW ENFORCEMENT