Access to Information Orders
Decision Information
NATURE OF THE APPEAL: Under the Freedom of Information and Protection of Privacy Act (the Act ), the Management Board of Cabinet (Management Board) received a request for access to copies of all documents and correspondence (including electronic) produced, received or in the possession of Management Board since the election of the Liberal Government in 2003, that pertain in any way to the matter of including universities under the Act . The request indicated that this would include any and all communications within the government, and between Management Board and outside parties, including the universities and the Council of Ontario Universities. Management Board identified records responsive to the request and granted partial access to a great number of records, denying access to others. The requester (now the appellant) appealed the decision to deny access. During mediation, it was confirmed that the appellant seeks access to the severed portions of only two records, a portion of a document headed “confidential draft” and a portion of an email to an individual. Management Board relies on the exemption contained in section 12 of the Act (cabinet records) to deny access to those records. Mediation did not settle any further issues and the matter moved to the adjudication stage. A Notice of Inquiry was sent to Management Board seeking representations on the issues set out in the notice. This office then sent the Notice of Inquiry to the appellant, together with Management Board’s representations in their entirety. The appellant provided representations in response. RECORDS AT ISSUE As confirmed at mediation, the appellant seeks access to the severed portions of two records numbered by Management Board as Records number 41 and 44. In its representations Management Board describes the nature of the records at issue, and the severances, as follows: Record # 44 is an email between staff members of the Ministry of Training, Colleges and Universities (TCU) and MBS [Management Board Secretariat]. The email contains a briefing note prepared for the Chair of the Management Board of Cabinet by the Manager of the Access and Privacy Office of MBS. The final bullet contained under the heading “Background” has been redacted in accordance with section 12 of the Act . The redacted information identifies the subject matter of a policy initiative or initiatives that will be the subject of a policy submission prepared by MBS for the Management Board of Cabinet, (a committee of the Executive Council), and the Executive Council. Record # 41 is an email between staff members of TCU and MBS. The e-mail specifically refers to the briefing note contained in record # 44. A portion of a sentence has been redacted from the e- mail in accordance with section 12 of the Act. The redacted information identifies and refers to the policy initiative or initiatives that have been redacted from Record # 44. DISCUSSION: CABINET RECORDS Management Board claims that the records at issue qualifies for exemption under the introductory wording of section 12(1), as well as the specific provisions in sections 12(1)(a), (b) and (e). These provisions of section 12(1) read: (1) A head shall refuse to disclose a record where the disclosure would reveal the substance of deliberations of the Executive Council or its committees, including, (a) an agenda, minute or other record of the deliberations or decisions of the Executive Council or its committees; (b) a record containing policy options or recommendations submitted, or prepared for submission, to the Executive Council or its committees; (e) a record prepared to brief a minister of the Crown in relation to matters that are before or are proposed to be brought before the Executive Counsel or its committees, or are the subject of consultations among ministers relating to government decisions or the formulation of government policy; and Any record that would reveal the substance of deliberations of Cabinet or its committees (not just the types of records enumerated in the various subparagraphs of section 12(1)), qualifies for exemption under section 12(1) [Orders P-22, P-331 and PO-2320]. If disclosing a record that had never been placed before the Executive council or its committees would reveal the substance of the actual deliberations of Cabinet or its committees, or where its disclosure would permit the drawing of accurate inferences with respect to these deliberations, the record can be withheld [Orders P-226, P-293, P-331, P-361 and PO-2320]. The term “Executive Council” means Cabinet. Section 3(1) of the Management Board of Cabinet Act specifies that Management Board is a “committee of the Executive Council”. Section 12(1)(e): Record Prepared to Brief a Minister of the Crown Management Board submits that disclosure of the information would reveal information contained in a record prepared to brief a minister of the Crown in relation to matters that are before, or that are proposed to be brought before the Executive Council, or its committees, or that are the subject of consultations among ministers relating to government decisions or the formulation of government policy. As a result, Management Board submits that section 12(1)(e) of the Act applies. In order to qualify for exemption under this section, Management Board must establish that the record itself has been prepared to brief a Minister in relation to matters that are either: (a) before or proposed to be brought before the Executive Council or its committees; or, (b) the subject of consultations among ministers relating to government decisions or the formulation of government policy. [Order 131] The Representations of the Management Board Management Board submits: Record # 44 includes a copy of a briefing note prepared for the Chair of the Management Board of Cabinet by the manager of the Access and Privacy Office at MBS. The information redacted from the briefing note informs the Chair about the nature and status of a policy initiative or initiatives that will be the subject of a Cabinet submission. In this regard, the information redacted from Record # 44 qualifies for exemption under the plain meaning of subsection 12(1)(e) because it is contained in a record, that was prepared to brief a minister, in relation to a matter that is proposed to be brought before the Executive Council or its committees. Record # 41 is an e-mail between staff members in two ministries that refers to the same policy initiative or initiatives reflected in Record # 44. MBS respectfully submits that disclosure of this information will reveal the subject matter of records that are currently being prepared for submission to the Executive Council and one of its committees. In addition, the Chair of the Management Board of Cabinet, as the minister responsible for MBS, will be provided with, and briefed on the submissions before they are submitted to the Executive Council. Previous Orders of the Commissioner have restricted the application of subsection 12(1)(e) to only those records actually prepared to brief a minister [Orders 131, P-946]. While Record # 44 would qualify for exemption based on the Commissioner’s interpretation of section 12(1)(e), MBS respectfully submits that a purposive interpretation of subsection 12(1)(e) is required to ensu
Decision Content
NATURE OF THE APPEAL:
Under the Freedom of Information and Protection of Privacy Act (the Act), the Management Board of Cabinet (Management Board) received a request for access to copies of all documents and correspondence (including electronic) produced, received or in the possession of Management Board since the election of the Liberal Government in 2003, that pertain in any way to the matter of including universities under the Act. The request indicated that this would include any and all communications within the government, and between Management Board and outside parties, including the universities and the Council of Ontario Universities.
Management Board identified records responsive to the request and granted partial access to a great number of records, denying access to others.
The requester (now the appellant) appealed the decision to deny access.
During mediation, it was confirmed that the appellant seeks access to the severed portions of only two records, a portion of a document headed “confidential draft” and a portion of an email to an individual. Management Board relies on the exemption contained in section 12 of the Act (cabinet records) to deny access to those records.
Mediation did not settle any further issues and the matter moved to the adjudication stage.
A Notice of Inquiry was sent to Management Board seeking representations on the issues set out in the notice. This office then sent the Notice of Inquiry to the appellant, together with Management Board’s representations in their entirety. The appellant provided representations in response.
RECORDS AT ISSUE
As confirmed at mediation, the appellant seeks access to the severed portions of two records numbered by Management Board as Records number 41 and 44. In its representations Management Board describes the nature of the records at issue, and the severances, as follows:
Record # 44 is an email between staff members of the Ministry of Training, Colleges and Universities (TCU) and MBS [Management Board Secretariat]. The email contains a briefing note prepared for the Chair of the Management Board of Cabinet by the Manager of the Access and Privacy Office of MBS. The final bullet contained under the heading “Background” has been redacted in accordance with section 12 of the Act.
The redacted information identifies the subject matter of a policy initiative or initiatives that will be the subject of a policy submission prepared by MBS for the Management Board of Cabinet, (a committee of the Executive Council), and the Executive Council.
Record # 41 is an email between staff members of TCU and MBS. The e-mail specifically refers to the briefing note contained in record # 44. A portion of a sentence has been redacted from the e-mail in accordance with section 12 of the Act. The redacted information identifies and refers to the policy initiative or initiatives that have been redacted from Record # 44.
DISCUSSION:
CABINET RECORDS
Management Board claims that the records at issue qualifies for exemption under the introductory wording of section 12(1), as well as the specific provisions in sections 12(1)(a), (b) and (e).
These provisions of section 12(1) read:
(1) A head shall refuse to disclose a record where the disclosure would reveal the substance of deliberations of the Executive Council or its committees, including,
(a) an agenda, minute or other record of the deliberations or decisions of the Executive Council or its committees;
(b) a record containing policy options or recommendations submitted, or prepared for submission, to the Executive Council or its committees;
(e) a record prepared to brief a minister of the Crown in relation to matters that are before or are proposed to be brought before the Executive Counsel or its committees, or are the subject of consultations among ministers relating to government decisions or the formulation of government policy; and
Any record that would reveal the substance of deliberations of Cabinet or its committees (not just the types of records enumerated in the various subparagraphs of section 12(1)), qualifies for exemption under section 12(1) [Orders P-22, P-331 and PO-2320].
If disclosing a record that had never been placed before the Executive council or its committees would reveal the substance of the actual deliberations of Cabinet or its committees, or where its disclosure would permit the drawing of accurate inferences with respect to these deliberations, the record can be withheld [Orders P-226, P-293, P-331, P-361 and PO-2320].
The term “Executive Council” means Cabinet. Section 3(1) of the Management Board of Cabinet Act specifies that Management Board is a “committee of the Executive Council”.
Section 12(1)(e): Record Prepared to Brief a Minister of the Crown
Management Board submits that disclosure of the information would reveal information contained in a record prepared to brief a minister of the Crown in relation to matters that are before, or that are proposed to be brought before the Executive Council, or its committees, or that are the subject of consultations among ministers relating to government decisions or the formulation of government policy. As a result, Management Board submits that section 12(1)(e) of the Act applies.
In order to qualify for exemption under this section, Management Board must establish that the record itself has been prepared to brief a Minister in relation to matters that are either:
(a) before or proposed to be brought before the Executive Council or its committees; or,
(b) the subject of consultations among ministers relating to government decisions or the formulation of government policy.
[Order 131]