Access to Information Orders

Decision Information

Summary:

NATURE OF THE APPEAL: The Ministry of Natural Resources (the Ministry) received a request underthe Freedom of Information and Protection of Privacy Act (the Act )for access to copies of all purchase orders issued on behalf of the LakeOntario, Lake Huron and Lake Erie Management Units, the Central Ontario Scienceand Technology Development Unit and the Science and Technology Transfer Unit forthe purchase of services in 1996. The request also included copies of all BidSummary Sheets for Weeding contracts at the St. William Provincial ForestStation issued in 1994, 1995 and 1996. After soliciting representations from several third parties pursuant tosection 28 of the Act , the Ministry decided to grant access in full toall responsive records, and notified the parties accordingly. A third partyappealed the Ministry's decision, claiming that a one-page Ministry "ContractPurchase Transaction" dated January 26, 1996 qualified for exemption undersection 17(1) of the Act . A Notice of Inquiry was sent to the Ministry, the original requester and thethird party appellant. Representations were received from the Ministry and theappellant. DISCUSSION: THIRD PARTY INFORMATION In this appeal, the Ministry decided that the record does not qualify forexemption under section 17(1) and should be disclosed to the original requester. Therefore, it is up to the appellant, as the only party resisting disclosure,to establish the following three requirements for exemption under section 17(1): 1.the record must reveal information that is a trade secret or scientific,technical, commercial, financial or labour relations information; and 2.the information must have been supplied to the institution inconfidence, either implicitly or explicitly; and 3.the prospect of disclosure of the record must give rise to a reasonableexpectation that one of the harms specified in (a), (b) or (c) of subsection17(1) will occur. Requirement One The record contains information and pricing details relating to camerarepair service provided by the appellant to the Ministry. I agree with theappellant that the record clearly contains commercial and financial information,thereby satisfying the first requirement for exemption. Requirement Two In order to satisfy the second requirement, the appellant must show that theinformation was supplied to the Ministry, either implicitly or explicitly in confidence . Supplied The Ministry states that the record was created by the Ministry, notsupplied by the appellant. The appellant submits that the pricing details werecreated by his company and supplied to the Ministry as part of a competitiveselection process for services. While I agree that the actual record was not supplied to the Ministry, Iaccept the appellant's position that he supplied the information contained in itto the Ministry. In Confidence In order to determine that a record was supplied in confidence, eitherexplicitly or implicitly, the appellant must demonstrate that an expectation ofconfidentiality existed, and that it had a reasonable basis (Order M-169). Indetermining whether an expectation of confidentiality is based on reasonable andobjective grounds, it is necessary to consider all circumstances, includingwhether the information was: (1)Communicated to the institution on the basis that it was confidentialand that it was to be kept confidential. (2)Treated consistently in a manner that indicates a concern for itsprotection from disclosure by the affected person prior to being communicated tothe government organization. (3)Not otherwise disclosed or available from sources to which the publichas access. (4)Prepared for a purpose which would not entail disclosure. [Order P-561] The Ministry's position is that the record was not supplied in confidence. The Ministry states that the appellant failed to provide it with any evidencethat the information was supplied in confidence, or that the Ministry had ledthe appellant to believe that the information would be treated confidentially. The appellant submits that the Ministry, when soliciting a bid, tender orquotation, is making an effort to obtain goods at a cost less than the publiclyposted daily selling price for the goods or service. As such, the appellantargues that there is an understanding and expectation of confidentiality whetheror not it is specified in the quotation. In the circumstances of this appeal, I accept the Ministry's position. Inmy view, the appellant has not established a reasonable expectation that therecord was supplied to the Ministry either explicitly or implicitly inconfidence, and I find that the second requirement for exemption under section17(1) has not been established. Because all three requirements must be established for a record to qualifyfor exemption under section 17(1), I find that the record at issue in thisappeal does not qualify and should be disclosed to the original requester. ORDER: 1.I order the Ministry to disclose the record by sending the requester acopy no later than October 28, 1997 but not before October 23, 1997 . 2.In order to verify compliance with this order, I reserve the right torequire the Ministry to provide me with a copy of the record which is disclosedto the requester pursuant to Provision 1. Original signed by: Tom Mitchinson, Assistant Commissioner September 24, 1997

Decision Content

ORDER P-1454

 

Appeal P_9700163

 

Ministry of Natural Resources


 

 

NATURE OF THE APPEAL:

 

The Ministry of Natural Resources (the Ministry) received a request under the Freedom of Information and Protection of Privacy Act (the Act) for access to copies of all purchase orders issued on behalf of the Lake Ontario, Lake Huron and Lake Erie Management Units, the Central Ontario Science and Technology Development Unit and the Science and Technology Transfer Unit for the purchase of services in 1996.  The request also included copies of all Bid Summary Sheets for Weeding contracts at the St. William Provincial Forest Station issued in 1994, 1995 and 1996.

 

After soliciting representations from several third parties pursuant to section 28 of the Act, the Ministry decided to grant access in full to all responsive records, and notified the parties accordingly.  A third party appealed the Ministry’s decision, claiming that a one-page Ministry “Contract Purchase Transaction” dated January 26, 1996 qualified for exemption under section 17(1) of the Act.

 

A Notice of Inquiry was sent to the Ministry, the original requester and the third party appellant.  Representations were received from the Ministry and the appellant.

 

DISCUSSION:

 

THIRD PARTY INFORMATION

 

In this appeal, the Ministry decided that the record does not qualify for exemption under section 17(1) and should be disclosed to the original requester.  Therefore, it is up to the appellant, as the only party resisting disclosure, to establish the following three requirements for exemption under section 17(1):

 

1.         the record must reveal information that is a trade secret or scientific, technical, commercial, financial or labour relations information;  and

 

2.         the information must have been supplied to the institution in confidence, either implicitly or explicitly;  and

 

3.         the prospect of disclosure of the record must give rise to a reasonable expectation that one of the harms specified in (a), (b) or (c) of subsection 17(1) will occur.

 

Requirement One

 

The record contains information and pricing details relating to camera repair service provided by the appellant to the Ministry.  I agree with the appellant that the record clearly contains commercial and financial information, thereby satisfying the first requirement for exemption.

 

 

Requirement Two

 

In order to satisfy the second requirement, the appellant must show that the information was supplied to the Ministry, either implicitly or explicitly in confidence.

 

Supplied

 

The Ministry states that the record was created by the Ministry, not supplied by the appellant.  The appellant submits that the pricing details were created by his company and supplied to the Ministry as part of a competitive selection process for services.

 

While I agree that the actual record was not supplied to the Ministry, I accept the appellant’s position that he supplied the information contained in it to the Ministry.

 

In Confidence

 

In order to determine that a  record was supplied in confidence, either explicitly or implicitly, the appellant must demonstrate that an expectation of confidentiality existed, and that it had a reasonable basis (Order M-169).  In determining whether an expectation of confidentiality is based on reasonable and objective grounds, it is necessary to consider all circumstances,  including whether the information was:

 

(1)        Communicated to the institution on the basis that it was confidential and that it was to be kept confidential.

 

(2)        Treated consistently in a manner that indicates a concern for its protection from disclosure by the affected person prior to being communicated to the government organization.

 

(3)        Not otherwise disclosed or available from sources to which the public has access.

 

(4)        Prepared for a purpose which would not entail disclosure.

 

[Order P-561]

 

The Ministry’s position is that the record was not supplied in confidence.  The Ministry states that the appellant failed to provide it with any evidence that the information was supplied in confidence, or that the Ministry had led the appellant to believe that the information would be treated confidentially.

 

The appellant submits that the Ministry, when soliciting a bid, tender or quotation, is making an effort to obtain goods at a cost less than the publicly posted daily selling price for the goods or service.  As such, the appellant argues that there is an understanding and expectation of confidentiality whether or not it is specified in the quotation.

 

In the circumstances of this appeal, I accept the Ministry’s position.  In my view, the appellant has not established a reasonable expectation that the record was supplied to the Ministry either explicitly or implicitly in confidence, and I find that the second requirement for exemption under section 17(1) has not been established.

 

Because all three requirements must be established for a record to qualify for exemption under section 17(1), I find that the record at issue in this appeal does not qualify and should be disclosed to the original requester.

 

ORDER:

 

1.         I order the Ministry to disclose the record by sending the requester a copy no later than October 28, 1997 but not before October 23, 1997.

 

2.         In order to verify compliance with this order, I reserve the right to require the Ministry to provide me with a copy of the record which is disclosed to the requester pursuant to Provision 1.

 

 

 

 

 

 

 

Original signed by:                                                                         September 24, 1997                   

Tom Mitchinson

Assistant Commissioner

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