Symbol, H. Richard
May
8, 2009
Regulatory Body: Insurance Council of Manitoba
Decision Maker: Life Insurance Council
Council determined that this Life Insurance Agent be fined in the amount of
$750.00 and assessed partial investigation costs in the amount of $750.00 for
contravention of The Insurance Act of Manitoba Section 113, by failing
to follow the client's investment profile and instructions, and in violation of
the Life Insurance Agent Code of Conduct, Section 1, Priority of Policyowner
Interests and Section 3, Misrepresentation.
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